BROCK FIDUCIARY SERVICES LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 153055). Regulatory assets under management: $588.2M.
Compensation: Fixed.
Clients served: Other.
| Name | Role | Location |
|---|---|---|
| Charles Lawrence Brock | CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER | — |
| LEBEC ALAIN MARCEL | CHIEF COMPLIANCE OFFICER | — |
| BROCK CHARLES LAWRENCE | CHAIRMAN AND CHIEF EXECUTIVE OFFICER; CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CHIEF COMPLIANCE OFFICER; CHAIRMAN, CHIEF EXECUTIVE OFFICER, AND CO-CHIEF COMPLIANCE OFFICER (+1 more) | — |
| SAUNDERS MATTHEW | CHIEF COMPLIANCE OFFICER | — |
| BROCK CHARLES | CHARIMAN AND CHIEF EXECUTIVE OFFICER; MEMBER | — |
| MATHUR ABHISHEK | CHIEF COMPLIANCE OFFICER | — |
| JOSSE JEREMY MARC | COMPLIANCE DIRECTOR | — |