KABOUTER MANAGEMENT, LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 153099). Regulatory assets under management: $992.5M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Sandeep Shah | CHIEF FINANCIAL OFFICER | Chicago, IL |
| Peter Zaldivar | CO-CHIEF EXECUTIVE OFFICER; PRINCIPAL | — |
| Linda Choi | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER & INTERIM CHIEF COMPLIANCE OFFICER | Chicago, IL |
| Marcel Paco Houtzager | CO-CHIEF EXECUTIVE OFFICER; PRINCIPAL | — |
| HEIN DAVID | CHIEF COMPLIANCE OFFICER | — |
| YARBROUGH CHRISTOPHER KEENE | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER AND SENIOR LEGAL COUNSEL | — |
| ZALDIVAR PETER | CO-CHIEF EXECUTIVE OFFICER; MANAGING MEMBER; PRINCIPAL | — |
| HOUTZAGER MARCEL PACO | CO-CHIEF EXECUTIVE OFFICER; MANAGING MEMBER; PRINCIPAL | — |
| CHOI LINDA | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER | — |
| Shah Sandeep | CHIEF FINANCIAL OFFICER | — |
| Kim Jain | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-08-14 | regulatory | FAILURE AS A SHAREHOLDER TO COMPLY WITH DEADLINE FOR NOTIFICATION OF TRANSACTIONS BY MAJOR SHAREHOLDERS UNDER ARTICLE 114, PARAGRAPH 7 OF LEGISLATIVE DECREE NO. 58/1998. | Final | $40K |
| 2019-01-21 | regulatory | FAILURE AS A SHAREHOLDER TO COMPLY WITH THE DEADLINE FOR NOTIFICATION OF MAJOR HOLDINGS AND VOTING RIGHTS AS REFERRED TO IN CHAPTER 9, SECTION 9( 1) OF THE SECURITIES MARKETS ACT. | Final | $180K |
Hedge Fund: 2 · Other Private Fund: 2
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| KABOUTER FUND I (QP), LLC | Hedge Fund | Delaware | 34 | $191.0M | $500K |
| KABOUTER INTERNATIONAL OPPORTUNITIES FUND II, LLC | Other Private Fund | Delaware | 34 | $97.5M | $500K |
| KABOUTER FUND II, LLC | Hedge Fund | Delaware | 27 | $61.4M | $500K |
| KABOUTER TRANSITION VEHICLE I, LLC | Other Private Fund | Delaware | 16 | $32.7M | $500K |