RED WAVE INVESTMENTS LLC of DILLSBURG, PA is an SEC-registered investment adviser (CRD 153198). Regulatory assets under management: $397.7M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Marc Andrew Smith | CHIEF COMPLIANCE OFFICER & PRINCIPAL MEMBER | — |
| SMITH CLARENCE ANDREW | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & MANAGING MEMBER; CHIEF COMPLIANCE OFFICER & PRINCIPAL MEMBER | — |
| OSULLIVAN ROBERT ANTHONY | PRESIDENT AND PRINCIPAL MEMBER | — |
| RYAN RANDY ALAN | MEMBER | — |