SMITH CLARENCE ANDREW appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH CLARENCE ANDREW appears on 31 filing roles across Form ADV (31).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | COMPOUND PLANNING, INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | WHITWELL & CO, LLC | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | THEPARTNERS WEALTH MANAGEMENT | CHIEF COMPLIANCE OFFICER | CARMEL BY THE SEA, CA |
| — | Form ADV | TOLLESON PRIVATE WEALTH MANAGEMENT | DEPTY CHIEF TECHNOLOGY OFFICER | DALLAS, TX |
| — | Form ADV | NORTHROCK PARTNERS, LLC | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | ARVEST WEALTH MANAGEMENT | DIRECTOR, EXECUTIVE VICE PRESIDENT, SENIOR DIRECTOR OF SALES, DIRECTOR OF RETIREMENT PLAN CONSULTING | LOWELL, AR |
| — | Form ADV | RESEARCH AFFILIATES | CHIEF COMPLIANCE OFFICER & ASSISTANT GENERAL COUNSEL | NEWPORT BEACH, CA |
| — | Form ADV | ELITE PORTFOLIOS | CCO | CARMEL BY THE SEA, CA |
| — | Form ADV | UX WEALTH PARTNERS LLC | CHIEF COMPLIANCE OFFICER | CENTENNIAL, CO |
| — | Form ADV | CAVALIER INVESTMENTS, LLC | CHIEF COMPLIANCE OFFICER | ALPHARETTA, GA |
| — | Form ADV | GOELZER INVESTMENT MANAGEMENT, INC. | OWNER | CARMEL, IN |
| — | Form ADV | CALTIER ADVISORS, LLC | EXECUTIVE OFFICER | POWAY, CA |
| — | Form ADV | RFM FINANCIAL SOLUTIONS, LLC | MANAGER | MT. PLEASANT, MI |
| — | Form ADV | LANDAAS & COMPANY, LLC | GENERAL SECURITIES PRINCIPAL | MILWAUKEE, WI |
| — | Form ADV | KEDAARA CAPITAL INVESTMENT MANAGERS LIMITED | DIRECTOR | EBENE |
| — | Form ADV | SUMMIT CAPITAL SOLUTIONS LLC | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | BRENTWOOD, TN |
| — | Form ADV | RED WAVE INVESTMENTS LLC | CHIEF COMPLIANCE OFFICER | DILLSBURG, PA |
| — | Form ADV | UMB PRIVATE WEALTH MANAGEMENT, LLC | CCO | OVERLAND PARK, KS |
| — | Form ADV | VIRTUE CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | BRENTWOOD, TN |
| — | Form ADV | IMPRINT WEALTH LLC | CHIEF COMPLIANCE OFFICER | MOUNT PLEASANT, SC |
| — | Form ADV | CAPTIAL ADVISOR NETWORK | OWNER/CHIEF COMPLIANCE OFFICER | LAFAYETTE, IN |
| — | Form ADV | RAYLIANT INVESTMENT RESEARCH | CHIEF COMPLIANCE OFFICER | WALNUT, CA |
| — | Form ADV | HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C. | MEMBER | FAIRHOPE, AL |
| — | Form ADV | HARTFORD INVESTMENT FINANCIAL SERVICES, LLC | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER & DIRECTOR | SIMSBURY, CT |
| — | Form ADV | HL INVESTMENT ADVISORS, LLC | PRESIDENT, CEO, MANAGER | SIMSBURY, CT |
| — | Form ADV | STONEWORKS ASSET MANAGEMENT LLP | PARTNER | LONDON |
| — | Form ADV | GOLDPOINT PARTNERS LLC | VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | LLOYDS INVESTMENT FUND MANAGERS LIMITED | COMPLIANCE OFFICER | JERSEY |
| — | Form ADV | SMITH ASSOCIATES, LLC | SOLE MEMBER,SOLE MANAGER AND CEO | HOLLAND, MI |
| — | Form ADV | DIRECT LENDING INVESTMENTS, LLC | CHIEF COMPLIANCE OFFICER | GLENDALE, CA |
| — | Form ADV | ALTERNATIV LICENSED TURNKEY SOLUTIONS, INC. | CHIEF COMPLIANCE OFFICER | IRVINE, CA |