SELECT MONEY MANAGEMENT, INC. of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 153256). Regulatory assets under management: $1.8B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Alex Kim | CHIEF COMPLIANCE OFFICER; DEPUTY COMPLIANCE OFFICER | Long Island City, NY |
| Matthew James Matrisian | PRESIDENT | — |
| Stephen V Masterson | CHIEF FINANCIALOFFICER; CHIEF FINANCIAL OFFICER | — |
| Eric Zachary Rosen | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| Carin Ruth Amaradio | PRESIDENT;CHIEF EXECUTIVE OFFICER;CHIEF COMPLIANCE OFFICER; PRESIDENT;CHIEF EXECUTIVE OFFICER;CHIEF COMPLIANCE OFFICER;TRUSTEE | — |
| Laurie Ann Thompson | VICE PRESIDENT;CHIEF OPERATIONS OFFICER; COMPLIANCE OFFICER | — |
| Anthony Joseph Amaradio | CHIEF STRATEGIST; CHIEF MARKETING OFFICER; CHIEF STRATEGIST; CHIEF MARKETING OFFICER;TRUSTEE | — |
| AMARADIO CARIN RUTH | CEO/PRESIDENT-CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CEO (+3 more) | — |
| THOMPSON PATRICIA ANN | VICE PRESIDENT -CHIEF OPERATIONS OFFICER; VICE PRESIDENT -CHIEF OPERATIONS OFFICER; COMPLIANCE OFFICER; VICE PRESIDENT;CHIEF OPERATIONS OFFICER; COMPLIANCE OFFICER | — |
| AMARADIO ANTHONY JOSEPH | CHIEF STRATEGIST; CHIEF MARKETING OFFICER; PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-03-11 | regulatory | THE SEC'S ORDER DATED MARCH 11, 2019 FOUND THAT OUR FIRM VIOLATED SECTION 206(2) AND SECTION 207 OF THE INVESTMENT ADVISERS ACT OF 1940 BY: (1) FAILING TO INCLUDE ADEQUATE DISCLOSURE REGARDING THE RECEIPT OF 12B-1 FEES; AND/OR (2) FAILING TO ADEQUATELY DISCLOSE ADDITIONAL COMPENSATION RECEIVED FOR I… | Final | — |