THOMPSON PATRICIA ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. THOMPSON PATRICIA ANN appears on 10 filing roles across Form ADV (10).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CX INSTITUTIONAL, LLC | CHIEF COMPLIANCE OFFICER | AUBURN, IN |
| — | Form ADV | SELECT MONEY MANAGEMENT, INC. | VICE PRESIDENT;CHIEF OPERATIONS OFFICER; COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | BARCA CAPITAL, LLC | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | WEST NEWTON, MA |
| — | Form ADV | LEEWARD INVESTMENTS, LLC | CHIEF COMPLIANCE OFFICER, MEMBER | BOSTON, MA |
| — | Form ADV | THOMPSON INVESTMENT MANAGEMENT, INC. | TRUSTEE | MADISON, WI |
| — | Form ADV | SELECT PORTFOLIO MANAGEMENT INC | VICE PRESIDENT; CHIEF OPERATIONS OFFICER; COMPLIANCE OFFICER | ALISO VIEJO, CA |
| — | Form ADV | CCM HOLDINGS IV, LLC | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | BOSTON, MA |
| — | Form ADV | NANKING ROAD CAPITAL MANAGEMENT LLC | VP & DIRECTOR OF RESEARCH | — |
| — | Form ADV | INDEPENDENCE INVESTMENT LLC | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | BOSTON, MA |
| — | Form ADV | KB GROWTH ADVISORS LLC | SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | MINNEAPOLIS, MN |