MUTUAL OF AMERICA LIFE INSURANCE COMPANY of NEW YORK, NY is an SEC-registered investment adviser (CRD 15356). Regulatory assets under management: $434.1M.
Compensation: Other.
Clients served: Pooled vehicles, Pensions.
Showing 25 of 67 people.
| Name | Role | Location |
|---|---|---|
| Rich Johnson | CHAIRMAN AND CEO | Long Beach, CA |
| Stephen Johnson Rich | CHAIRMAN AND CEO; CHAIRMAN, CEO AND PRESIDENT | — |
| Jason Anthony D'Angelo | EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER AND GENERAL COUNSEL | — |
| Kyle Lawrence Medlin | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| Christine Alicia Janofsky | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| Dennis Joe Reimer | DIRECTOR | — |
| Roger Blaine Porter | DIRECTOR | — |
| Robert Joseph Mcguire | DIRECTOR | — |
| Wayne Alix Ian Frederick | DIRECTOR | — |
| Ellen Ochoa | DIRECTOR | — |
| Rosemary Theresa Berkery | DIRECTOR | — |
| Paula Ann Price | DIRECTOR | — |
| Gwendolyn Laverne Hatten Butler | DIRECTOR | — |
| Matthew Jon Adams | DIRECTOR | — |
| Christopher Clarkson Quick | DIRECTOR | — |
| Aferdita Gutierrez | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | New York, NY |
| KAHN DONALD WILLIAM | DIRECTOR | — |
| POWERS THOMAS JAMES | DIRECTOR | — |
| SMITH RAYMOND HILL JR | DIRECTOR | — |
| ALTSTADT MANFRED | CHIEF OPERATING OFFICER/DIRECTOR; EVP AND CHIEF COMPLIANCE OFFICER; SR. EXEC. VP/CFO (+2 more) | — |
| COSTAGLIOLA PAUL JOSEPH | SVP, CHIEF COMPLIANCE OFFICER; SVP COMPLIANCE; VP COMPLIANCE | — |
| BURNS PATRICK ADRIAN | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER/DIRECTOR | — |
| BOZORGMIR MIRGHAVAMADDIN | DIRECTOR | — |
| CURIALE SALVATORE R | DIRECTOR | — |
| GREED JOHN RICHARD | CHAIRMAN AND CEO; CHAIRMAN/PRESIDENT/CEO; CHIEF FINANCIAL OFFICER/DIRECTOR (+3 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-04-10 | regulatory | THE MINNESOTA COMMISSIONER OF COMMERCE AND MUTUAL OF AMERICA LIFE INSURANCE COMPANY("LIFE COMPANY") ENTERED INTO A CONSENT ORDER FOR VIOLATIONS OF MINNESOTA INSURANCE LAWS REGARDING FAILING TO: ACT REASONABLY PROMPTLY IN RESPONSE TO COMMUNICATIONS ABOUT CLAIMS ARISING UNDER INSURANCE POLICIES; PROVI… | Final | $5K |
| 2015-11-05 | regulatory | THE APPLICANT ENTERED INTO A STIPULATION WITH THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES CONSENTING TO A CIVIL PENALTY FOR VIOLATIONS OF NEW YORK STATE INSURANCE REGULATIONS THAT WERE NOT THE RESULT OF ANY CONSCIOUS COMPANY POLICY TO EVADE SUCH REGULATIONS. THE VIOLATIONS AROSE UNDER 1) REG… | Final | $42K |