APPOMATTOX ADVISORY, INC of NEW YORK, NY is an SEC-registered investment adviser (CRD 153731). Regulatory assets under management: $425.6M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Susan Patterson Webb | CEO & CIO | — |
| Kristin Marie Koloniaris | CHIEF COMPLIANCE OFFICER | — |
| HILLER JEFFREY | CHIEF COMPLIANCE OFFICER | — |
| WEBB SUSAN PATTERSON | CEO & CIO; PRESIDENT; PRESIDENT & CIO | — |
| GIL OSCAR GUSTAVO | CEO, CCO, MANAGING DIRECTOR; CEO, MANAGING DIRECTOR; DIRECTOR (+3 more) | — |
| LIPPINCOTT MICHAEL TODD | CHIEF COMPLIANCE OFFICER | — |
| KOLONIARIS KRISTIN MARIE | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-09-29 | regulatory | IN OCTOBER OF 2021, APPOMATTOX SELF-REPORTED AN ISSUE TO THE SEC IN CONNECTION WITH CERTAIN IRREGULAR MOVEMENTS OF MONEY FROM AND TO A PRIVATE CLIENT FUND. IN CONNECTION THEREWITH, APPOMATTOX PLACED ITS THEN-CEO/CCO ON IMMEDIATE LEAVE. AS A RESULT, ON SEPTEMBER 29, 2023, THE SEC ISSUED AN ORDER (INV… | Final | $150K |
Private Equity Fund: 4 · Hedge Fund: 3
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| ARCHWAY LINSE CAP F1 L.P. | Private Equity Fund | Delaware | 15 | $19.0M | $50K |
| BHM ARCHWAY FEEDER L.P. | Hedge Fund | Delaware | 5 | $14.5M | $100K |
| MCP LINSE CAPITAL FUND 1 | Private Equity Fund | Bermuda | 13 | $12.1M | $50K |
| HATCHLINGS FUND LTD. | Hedge Fund | British Virgin Islands | 3 | $11.4M | $250K |
| ARCHWAY APPRECIATION FUND LIMITED | Hedge Fund | Bermuda | 4 | $4.4M | $250K |
| MONTICELLO CAPITAL PARTNERS, LTD -SEGREGATED ACCOUNT MCP - TIGER PIP XI | Private Equity Fund | Bermuda | 3 | $3.7M | $110K |
| MONTICELLO CAPITAL PARTNERS LIMITED -SEGREGATED ACCOUNT MCP - TIGER PIP XV | Private Equity Fund | Bermuda | 3 | $2.7M | $110K |