NEALE FINANCIAL, LLC

NEALE FINANCIAL, LLC is an SEC-registered investment adviser (CRD 153787). Regulatory assets under management: $46.6M.

Registration

• CRD: 153787
• Type: Registered investment adviser
• Phone: (704) 574-9038
• Latest filing: 2026-02-07
• Regulatory AUM: $46.6M
• Discretionary AUM: $46.6M
• Clients: 1
• Accounts: 173

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 153787 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search