CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC of GAINESVILLE, FL is an SEC-registered investment adviser (CRD 154242). Regulatory assets under management: $90.3M.
Compensation: % of AUM, Fixed, Other.
Clients served: Individuals, High net worth, Other.
| Name | Role | Location |
|---|---|---|
| James D Divirgilio | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| Lisa Ann Chacon | MANAGING MEMBER | — |
| Guillermo Eduardo Diaz | MANAGING MEMBER | — |
| DIAZ DANIEL EDUARDO | MANAGING MEMBER | — |
| DIVIRGILIO JAMES D | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| CHACON LISA ANN | MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-09-29 | civil | PRIVATE PLAINTIFFS (TWO TRUST BENEFICIARIES + TRUSTEE) ALLEGE NEGLIGENCE, BREACH OF FIDUCIARY DUTY/CONTRACT, AND FRAUD ARISING FROM REALLOCATING TWO TRUST ACCOUNTS; THEY SEEK ~ $700K. THE ADVISER DENIES ALL ALLEGATIONS, AND THE CASE IS PENDING. | Pending | — |