401K GENERATION of ALTAMONTE SPRINGS,, FL is an SEC-registered investment adviser (CRD 154279). Regulatory assets under management: $156.4M.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pensions, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Austin G James | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER/ARC | Amarillo, TX |
| Kelli Diane Rojas | PRESIDENT | — |
| Edward Rojas | CEO | — |
| Marlene Jarrett Nitsch | CHIEF COMPLIANCE OFFICER | — |
| Brenda Dawn Kincaid | CHIEF OPERATING OFFICER | — |
| RUGGIE THOMAS HUEY | CEO; PRESIDENT | — |
| MCQUEEN KATHLEEN ANNE | CHIEF COMPLIANCE OFFICER | — |
| ROJAS KELLI DIANE | CEO; CEO/CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER (+2 more) | — |
| ROJAS EDWARD | CEO; PRESIDENT; PRESIDENT, CEO | — |
| Nitsch Marlene Jarrett | CHIEF COMPLIANCE OFFICER | — |
| PRIETO-IZAGUIRRE OCTAVIO MANUEL | CHIEF OPERATING OFFICER | — |
| kincaid brenda dawn | CHIEF OPERATING OFFICER | — |