COLUMBIA RIVER ADVISORS, LLC of TACOMA, WA is an SEC-registered investment adviser (CRD 154571). Regulatory assets under management: $191.1M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Pensions, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Benjamin Johan Addink | MANAGING MEMBER/HEAD OF INVESTMENT COMMITTEE | — |
| Julie Lynn Morrison | OPERATIONS MANAGER/ CCO | — |
| Adam Quentin Zimmerman | CHIEF INVESTMENT OFFICER | — |
| Jada Addink | MEMBER | — |
| MORRISON DEBRA LYNN | INTERIM CCO; OPERATIONS MANAGER; OPERATIONS MANAGER/ CCO | — |
| ADDINK BENJAMIN J | MEMBER | — |
| SCALABRINE BRIAN | MEMBER | — |
| FOY DON A | CHIEF COMPLIANCE OFFICER; MEMBER; MEMBER, CHIEF COMPLIANCE OFFICER | — |
| STREDWICK MATTHEW WILLIAM | MEMBER | — |
| FOY DONALD ALLEN | MEMBER; MEMBER, CHIEF COMPLIANCE OFFICER | — |
| ADDINK BENJAMIN JOHAN | ACTING MANAGING MEMBER/HEAD OF INVESTMENT COMMITTEE; CO-MANAGING MEMBER; CO-MANAGING MEMBER & CCO (+3 more) | — |
| SCALABRINE BRIAN DAVID | MEMBER | — |
| HSU BILL CHIENPING | MEMBER | — |
| MAFTEIU PETER MICHAEL | CCO; CHIEF COMPLIANCE OFFICER; DEPUTY COMPLIANCE OFFICER | — |
| BARRON DAVID M | CHIEF COMPLIANCE OFFICER | — |
| ANGELO NATHANIEL JAMES | MANAGING MEMBER | — |
| KEEFE MATTHEW PHILLIP | CO-MANAGING MEMBER; MANAGING MEMBER; MEMBER | — |
| Pruitte David | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-07-15 | regulatory | FAILURE TO DISCLOSE CONFLICTS OF INTERESTS TO FUND INVESTORS (FUND 1 INVESTING INTO FUND 2). INVESTORS IN FUND 1 WERE NOT TOLD UNTIL MUCH LATER OF THE INVESTMENT, WHICH APPEARED TO INCREASE CRA'S COMPENSATION / POTENTIAL PROFITS. HIRED A CPA FIRM (AUDITOR) FOR THE FUNDS THAT WAS NOT QUALIFIED UNDER… | Final | $135K |