PERCEPTIVE ADVISORS LLC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 154703). Regulatory assets under management: $11.8B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| ADAM LEO STONE | CHIEF INVESTMENT OFFICER | GRAND CAYMAN, E9 |
| Joseph Eric Edelman | CHIEF EXECUTIVE OFFICER AND PORTFOLIO MANAGER | — |
| James Henry Mannix | CHIEF OPERATING OFFICER | — |
| Peter William Fierro | CHIEF FINANCIAL OFFICER | — |
| Alexander Nmn Rakitin | CHIEF COMPLIANCE OFFICER | — |
| Marcel Treboux Rosner | GENERAL COUNSEL | — |
| EDELMAN JOSEPH ERIC | CEO; CHIEF EXECUTIVE OFFICER AND PORTFOLIO MANAGER | — |
| MANNIX JAMES HENRY | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| FIERRO PETER WILLIAM | CFO; CHIEF FINANCIAL OFFICER | — |
| RAKITIN ALEXANDER | CHIEF COMPLIANCE OFFICER | — |
| RAKITIN ALEXANDER NMN | CHIEF COMPLIANCE OFFICER | — |
| Shmuel Mordechai Cohn | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER - CREDIT & VENTURE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-06 | regulatory | SEC ALLEGED THE APPLICANT FAILED (1) TO DISCLOSE CERTAIN CONFLICTS OF INTEREST REGARDING ITS PERSONNEL'S CO-INVESTMENT WITH CERTAIN OF THE APPLICANT'S FUNDS IN THE SPONSORS OF SPACS IN WHICH THE APPLICANT ADVISED ITS CLIENTS TO INVEST AND (2) FAILED TO TIMELY FILE A REQUIRED REPORT ON SCHEDULE 13D C… | Final | $1.5M |