TWIN CITIES RETIREMENT GROUP, LLC of PLYMOUTH, MN is an SEC-registered investment adviser (CRD 154974). Regulatory assets under management: $144.9M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Other.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Patrick James Illies | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2009-11-02 | regulatory | PATRICK ILLIES, MANAGEMENT PERSON, SUBMITTED A LETTER OF ACCEPTANCE, WAIVER AND CONSENT IN WHICH HE WAS SUSPENDED FROM ASSOCIATION FROM ANY FINANCIAL REGULATORY AUTHORITY, INC. (FINRA) MEMBER IN ANY CAPACITY FOR NINE MONTHS. (11/2/09-8/1/10). WITHOUT ADMITTING OR DENYING THE FINDINGS, ILLIES CONSENT… | Final | — |