BREAKWATER ASSET MANAGEMENT, LLC

BREAKWATER ASSET MANAGEMENT, LLC is an SEC-registered investment adviser (CRD 155041). Regulatory assets under management: $12.5M.

Registration

• CRD: 155041
• Type: Registered investment adviser
• Phone: 603-918-1631
• Latest filing: 2026-02-21
• Regulatory AUM: $12.5M
• Discretionary AUM: $12.5M
• Clients: 1
• Accounts: 54

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 155041 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search