EMPIRE WEALTH MANAGEMENT, LLC

EMPIRE WEALTH MANAGEMENT, LLC is an SEC-registered investment adviser (CRD 155101). Regulatory assets under management: $2.6M.

Registration

• CRD: 155101
• Type: Registered investment adviser
• Phone: 804-335-6816
• Latest filing: 2026-03-04
• Regulatory AUM: $2.6M
• Discretionary AUM: $2.2M
• Non-discretionary AUM: $334K
• Clients: 1
• Accounts: 15

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 155101 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search