APEX FINANCIAL ADVISORS, INC

APEX FINANCIAL ADVISORS, INC of YARDLEY, PA is an SEC-registered investment adviser (CRD 155210). Regulatory assets under management: $505.1M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Performance.

Clients served: Individuals, High net worth, Charities, Other.

Officers, owners & control persons (4)

NameRoleLocation
Robert Alan ConnellCHIEF EXECUTIVE OFFICER—
Joseph Russell WeidenburnerCHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER—
CONNELL ROBERT ALANCHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER—
WEIDENBURNER JOSEPH RUSSELLCHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER—

Disclosures (1)

InitiatedTypeAllegationsStatusAmount
2022-12-05regulatoryTHE SEC ALLEGED THAT APEX FINANCIAL FAILED TO TIMELY DISTRIBUTE ANNUAL AUDITED FINANCIAL STATEMENTS PREPARED IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES ("GAAP") TO INVESTORS IN CERTAIN PRIVATE FUNDS THAT IT ADVISED. IN ADDITION, THE SEC ALLEGED THAT APEX FINANCIAL DID NOT PROMPTLY U…Final$130K

Private funds (8)

FundTypeFormedOwnersGross asset valueMin investment
AFAGV LLCReal Estate FundPennsylvania41$81.7M$100K
AFABJ LLCReal Estate FundPennsylvania50$53.1M$100K
AFALOC LLCReal Estate FundPennsylvania36$39.9M$100K
AFAMAR LLCReal Estate FundPennsylvania23$34.4M$100K
AFABLU LLCReal Estate FundPennsylvania19$32.0M$100K
AFAKOP LLCReal Estate FundPennsylvania21$25.7M$100K
AFACOR LLCReal Estate FundPennsylvania14$23.0M$100K
AFASAU LLCReal Estate FundPennsylvania21$21.0M$100K

More on this firm