CWM, LLC

CWM, LLC of OMAHA, NE is an SEC-registered investment adviser (CRD 155344). Regulatory assets under management: $50.6B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Other.

Clients served: Individuals, High net worth, Charities, Other.

Officers, owners & control persons (31)

Showing 25 of 31 people.

NameRoleLocation
James ClementsCHIEF COMPLIANCE OFFICERDurango, CO
Miller JosephGENERAL COUNSEL & CORPORATE SECRETARYJuniper, FL
Omani Rose CarsonFOUNDER AND CHAIRMAN; OWNER
George Burton WhiteCEO
Mark Daniel ApplegarthCFO
John Thomas BoyleSVP, RIA OPERATIONS
Lantz HuntSVP, CHIEF INTEGRATIONS OFFICER
Ronald Lloyd CarsonFOUNDER AND CHAIRMAN; OWNER
Lantz Guy HuntCHIEF OPERATIONS OFFICER
ISBITTS ROBERT ALANCHIEF INVESTMENT OFFICER
LOCKSHIN STEVEN DAVIDBOARD MEMBER
SHEPHERD TERI SUEBOARD MEMBER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER; BOARD MEMBER/CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER (+1 more)
GRUBB BRADLEY SCOTTBOARD MEMBER/PRESIDENT; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; MANAGING MEMBER/PRESIDENT
MCMILLAN CHAD MICHAELCHIEF COMPLIANCE OFFICER
EVANS WILLIAM BURTCHIEF COMPLIANCE OFFICER
APPLEGARTH MARK DANIELCFO
HOWELL RUTH ANNETTECHIEF COMPLIANCE OFFICER
SIMPSON LANCE PATRICKCHIEF COMPLIANCE OFFICER
CARSON RONALD LLOYDBOARD MEMBER/CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER; FOUNDER AND CEO (+3 more)
WHITE GEORGE BURTONCEO; CHIEF STRATEGY OFFICER
WEST MICHAELBOARD MEMBER; MANAGING DIRECTOR OF CARSON WEALTH
TOBIN DANIEL PATRICKSENIOR VICE PRESIDENT OF RISK MANAGEMENT
SCHABEN AARON EUGENEBOARD MEMBER/MANAGING DIRECTOR OF STRATEGIC OPPORTUNITIES; MANAGING DIRECTOR OF CARSON INSTITUTIONAL ALLIANCE; MANAGING DIRECTOR OF STRATEGIC OPPORTUNITIES (+1 more)
HUNT LANTZ GUYCHIEF OPERATIONS OFFICER; EXECUTIVE VICE PRESIDENT - OPERATIONS; SENIOR VICE PRESIDENT - OPERATIONS
MOORE ROBERT EUGENEBOARD MEMBER

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