MMA ASSET MANAGEMENT LLC of CONSHOHOCKEN, PA is an SEC-registered investment adviser (CRD 155426). Regulatory assets under management: $787.8M.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Brent Patrick Nicks | ACTING CHIEF COMPLIANCE OFFICER | — |
| Kimberly Lynn Blackmore | FINANCIAL AND OPERATIONS PRINCIPAL; FINANCIAL AND OPERATIONS PRINCIPAL, DIRECTOR | — |
| Judith Ann Weinstock | CHIEF COMPLIANCE OFFICER, CHIEF COUNSEL, AND DIRECTOR | — |
| Craig J Reid | PRESIDENT, DIRECTOR | — |
| Paul George Liebezeit | PRESIDENT | — |
| NICKS BRENT PATRICK | ACTING CCO | — |
| LIEBOWITZ MARIANE ASHLEY | CHIEF COMPLIANCE OFFICER | — |
| BLACKMORE KIMBERLY LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | — |
| LIEBEZEIT PAUL GEORGE | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| HAGENEY JAMES GERARD | MANAGING MEMBER; MEMBER | — |
| BRODERICK KEVIN JAMES | MANAGING MEMBER; MEMBER | — |
| BARTNICKI JOSEPH EUGENE | MEMBER | — |
| REISINGER PATRICK STEWART | MEMBER | — |
| TURTON KEVIN DUANE | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-04-20 | regulatory | RESPONDENT SELF-REPORTED THAT BETWEEN 2010 AND 2014, RESPONDENT GIFTED TICKETS IN EXCESS OF $250.00 TO SPORTING EVENTS, CONCERTS, AND/OR GOLF TOURNAMENTS TO PERSONS, WHO WERE EMPLOYED BY IN-FORCE POLICY HOLDERS WHO PURCHASED INSURANCE THROUGH MMA AND/OR RESPONDENT WHICH WERE NOT SPECIFIED IN THE CON… | Final | $50K |
| 2014-05-21 | regulatory | ON OR ABOUT JANUARY 2010 THROUGH THE FIRST TWO QUARTERS OF 2013, RESPONDENT MISREPRESENTED THE EMPLOYEE CENSUS DATA OF INSURED AS TO THE ACTUAL NUMBER OF WORKERS EMPLOYED OUTSIDE OF NEW JERSEY. | Final | $15K |
| — | regulatory | — | — | — |