BASELINE WEALTH MANAGEMENT LTD. of GENEVA is an SEC-registered investment adviser (CRD 155526). Regulatory assets under management: $1.1B.
Compensation: % of AUM, Performance.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Peter Alex Mallouk | TRUSTEE | — |
| Fabien David Jean-Jacques Duteil | CHIEF OPERATING OFFICER | — |
| Thierry Edgar Grin | CHIEF EXECUTIVE OFFICER AND CHAIRMAN | — |
| Leo Steiner | DIRECTOR | — |
| Nathalie Adeline Caldelari | CHIEF COMPLIANCE OFFICER | — |
| Michael Pellman Rowland | DIRECTOR | — |
| Thomas Steinmann | BOARD MEMBER | — |
| Cedric Aguet | BOARD MEMBER | — |
| GABRIS PIERRE O | CHIEF COMPLIANCE OFFICER | — |
| GRIN THIERRY | DIRECTOR | — |
| GABRIS PIERRE OLIVIER | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER, PARTNER; PARTNER | — |
| GRIN THIERRY EDGAR | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, PARTNER; CHIEF EXECUTIVE OFFICER AND CHAIRMAN (+2 more) | — |
| STEINER LEO | DIRECTOR; PORTFOLIO MANAGER | — |
| OBERER STEPHANE | MANAGING DIRECTOR | — |
| Tissot Pierre | CHIEF INVESTMENT OFFICER | — |
| GARCIA HORACIO VALLE | DIRECTOR | — |
| ROWLAND MICHAEL PELLMAN | DIRECTOR | — |
| Caldelari Nathalie Adeline | CHIEF COMPLIANCE OFFICER | — |
| DUTEIL FABIEN DAVID JEAN-JACQUES | CHIEF OPERATING OFFICER | — |
| Steinmann Thomas | BOARD MEMBER; DIRECTOR | — |
| AGUET CEDRIC | BOARD MEMBER; DIRECTOR | — |
| David Allan Kuenzi | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-09-18 | regulatory | A REGULATORY ACTION WAS INITIALTED AGAINST ONE OF BASELINE'S AFFILIATED COMPANIES WHICH IS AS FOLLOWS: ON SEPTEMBER 18, 2018, THE SEC INSTITUTED A SETTLED ORDER AGAINST CREATIVE PLANNING, LLC FORMERLY KNOWN AS CREATIVE PLANNING INC., ("CREATIVE PLANNING") AND PETER A. MALLOUK, CREATIVE PLANNING'S PR… | Final | $200K |
| City | State | Employees | Phone |
|---|---|---|---|
| ZURICH | — | 2 | +41581057620 |