BROADRIVER ASSET MANAGEMENT, L.P. of NEW YORK, NY is an SEC-registered investment adviser (CRD 155792). Regulatory assets under management: $2.3B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Andrew Howard Plevin | CO-CHIEF EXECUTIVE OFFICER; MEMBER | — |
| Philip Joseph Siller | CO-CHIEF EXECUTIVE OFFICER; MEMBER | — |
| David Louie | MANAGING DIRECTOR, COO | — |
| Lisa Chun | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | New York, NY |
| FELDMAN ANDREW ELIOT | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| CHUN LISA | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| PLEVIN ANDREW HOWARD | CHIEF COMPLIANCE OFFICER; CO-CEO; CO-CHIEF EXECUTIVE OFFICER (+3 more) | — |
| SILLER PHILIP JOSEPH | CO-CEO; CO-CHIEF EXECUTIVE OFFICER; LIMITED PARTNER AND CO-CHIEF EXECUTIVE OFFICER (+3 more) | — |
| PLEVIN ANDREW H | CHIEF COMPLIANCE OFFICER | — |
| SILLER PHILIP | CO-CEO | — |
| ORMOND WENDY ELLEN | CHIEF COMPLIANCE OFFICER; CORPORATE COUNSEL; CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | — |
| ORMOND WENDY | CCO | — |
| DICKSON EMMA MAY | GENERAL COUNSEL AND CCO | — |
| LOUIE DAVID | MANAGING DIRECTOR, COO; MANAGING DIRECTOR OF OPS AND CAO | — |
Other Private Fund: 7 · Private Equity Fund: 2
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| BROADRIVER III, L.P. | Other Private Fund | Delaware | 44 | $778.3M | $10.0M |
| BROADRIVER IV LP | Other Private Fund | Delaware | 6 | $679.4M | $10.0M |
| BROADRIVER LIFE SETTLEMENTS CREDIT FUND II LP | Other Private Fund | Delaware | 2 | $543.2M | $10.0M |
| AXL WEALTH GROUP L.P. | Private Equity Fund | Delaware | 8 | $515.5M | — |
| BROADRIVER II-A, L.P. | Other Private Fund | Delaware | 1 | $103.5M | $150.0M |
| BROADRIVER II, L.P. | Other Private Fund | Delaware | 8 | $81.7M | $10.0M |
| BROADRIVER IV LAGUNA 2022 LP | Other Private Fund | Delaware | 3 | $49.9M | — |
| DIAMOND LS I LP | Other Private Fund | Delaware | 6 | $34.1M | $10.0M |
| BROADRIVER LITIGATION FINANCE I LP | Private Equity Fund | Delaware | 3 | $8.5M | $1.0M |