BROADWAY FINANCIAL MANAGEMENT LLC
BROADWAY FINANCIAL MANAGEMENT LLC is an SEC-registered investment adviser (CRD 155795). Regulatory assets under management: $19.3M.
Registration
- CRD: 155795
- SEC file number: 801-96282
- Type: Registered investment adviser
- Phone: 516-625-7023
- Latest filing: 2022-09-26
- Regulatory AUM: $19.3M
- Discretionary AUM: $19.3M
- Clients: 1
- Accounts: 19
Business model
Compensation: % of AUM, Fixed.
Clients served: High net worth.
Officers, owners & control persons (1)
| Name | Role | Location |
|---|
| HARPER MARTIN W | MANAGING MEMBER/CCO; PRINCIPAL/CCO | — |
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