CBT FINANCIAL PLANNING, INC.
CBT FINANCIAL PLANNING, INC. of IRVINE, CA is an SEC-registered investment adviser (CRD 155867). Regulatory assets under management: $203.0M.
Registration
- CRD: 155867
- SEC file number: 801-72078
- Type: Registered investment adviser
- Location: 1130 ROOSEVELT, IRVINE, CA, 92620
- Phone: (949) 263-1883
- Latest filing: 2021-03-15
- Regulatory AUM: $203.0M
- Discretionary AUM: $176.7M
- Non-discretionary AUM: $26.3M
- Clients: 4
- Accounts: 112
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| BAKER VIRGINIA ANN | CHIEF COMPLIANCE OFFICER; SOLE SHAREHOLDER / CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| THOERNER SCOTT JOSEPH | SOLE SHAREHOLDER/CHIEF COMPLIANCE OFFICER | — |
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