RISK PARADIGM GROUP, LLC of BURLINGTON, MA is an SEC-registered investment adviser (CRD 155870). Regulatory assets under management: $115.6M.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| David Michael Gatti | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, FOUNDING PARTNER | — |
| Mariann Dube | CHIEF ADMINISTRATIVE OFFICER | — |
| Robert Duff Mccauley | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | — |
| GATTI DAVID MICHAEL | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND MEMBER; CHIEF EXECUTIVE OFFICER, FOUNDING PARTNER (+1 more) | — |
| REINKING MARK BOYD | MANAGER; MEMBER; PARTNER | — |
| MAGINNIS HUGH PATRICK | MEMBER; PARTNER | — |
| JENSEN CHRISTOPHER STEPHEN | CHIEF COMPLIANCE OFFICER/MANAGER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER (+4 more) | — |
| REINKING ADAM B | PARTNER | — |
| MCGINTY JASON ALLEN | FOUNDING PARTNER; MANAGER; MEMBER (+1 more) | — |
| KIEFER SAMUEL MCMANUS | PARTNER | — |
| DUBE MARIANN | CHIEF ADMINISTRATIVE OFFICER | — |
| LAMB BRANDON L | CHIEF COMPLIANCE OFFICER | — |
| MCCAULEY ROBERT DUFF | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | — |
| LAMB BRANDON LEIGH | CHIEF COMPLIANCE OFFICER | — |
| Maura Dickson | CHIEF COMPLIANCE OFFICER | Burlington, MA |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-06-28 | regulatory | ALLEGATIONS ARE REGARDING THE USE OF PERFORMANCE IN ADVERTISEMENTS, RESULTING FROM THE ADVISOR'S RELIANCE ON INFORMATION PROVIDED BY THEIR SUB-ADVISOR. | Final | $100K |
| City | State | Employees | Phone |
|---|---|---|---|
| — | — | 1 | (866) 726-5150 |
| — | — | 1 | (866) 726-5150 |