HUDSON ADVISORS of DALLAS, TX is an SEC-registered investment adviser (CRD 156078). Regulatory assets under management: $36.4B. This firm reports disciplinary history on Form ADV.
Compensation: Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Young Fisher David | DIRECTOR - HUDSON ADVISORS GENPAR, INC.; EXECUTIVE MANAGING DIRECTOR AND GENERAL COUNSEL - HUDSON ADVISORS L.P.; PRESIDENT - HUDSON ADVISORS (CANADA), LLC | Shaker Heights, OH |
| Michael David King | CHIEF COMPLIANCE OFFICER - HUDSON AMERICAS L.P. | — |
| Jodi Lyn Cason | CHIEF EXECUTIVE OFFICER - HUDSON AMERICAS L.P. | — |
| Derek Alan Edwards | CHIEF FINANCIAL OFFICER - HUDSON AMERICAS L.P. | — |
| Sarah Elizabeth York | GENERAL COUNSEL - HUDSON AMERICAS L.P. | — |
| CORCORAN MICHAEL JOHN | CHIEF OPERATING OFFICER - HUDSON ADVISORS LLC; CHIEF OPERATING OFFICER - HUDSON ADVISORS L.P.; CHIEF OPERATING OFFICER - HUDSON AMERICAS LLC (+9 more) | — |
| EDWARDS TIM ALAN | CHIEF FINANCIAL OFFICER - HUDSON AMERICAS L.P.; MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER - HUDSON ADVISORS L.P. | — |
| YORK JILL ELIZABETH | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER - HUDSON AMERICAS L.P.; GENERAL COUNSEL - HUDSON AMERICAS L.P. | — |
| ROSHA UZI NMN | CHIEF COMPLIANCE OFFICER - HUDSON AMERICAS L.P.; MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER - HUDSON AMERICAS L.P. | — |
| SAUER JOEL HARPER | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER - HUDSON AMERICAS LLC AND HUDSON ADVISORS LLC; CHIEF COMPLIANCE OFFICER - HUDSON AMERICAS L.P. AND HUDSON ADVISORS L.P. (+4 more) | — |
| THOMSON MICHAEL DUKE | EXECUTIVE MANAGING DIRECTOR, GENERAL COUNSEL - HUDSON ADVISORS L.P.; EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL - HUDSON ADVISORS LLC; SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL - HUDSON ADVISORS LLC | — |
| GRAYKEN JOHN PATRICK | LIMITED PARTNER; MEMBER; MEMBER - HUDSON ADVISORS LLC (+1 more) | — |
| KING JAMES DAVID | CHIEF COMPLIANCE OFFICER - HUDSON AMERICAS L.P. | — |
| WILLIAMS REBECCA MICHELE | CHIEF COMPLIANCE OFFICER | — |
| HUBBELL MISSY | CHIEF OPERATING OFFICER | — |
| DIXON GRANT WESTLEY | CHIEF COMPLIANCE OFFICER | — |
| LEFEBVRE LINE | DIRECTOR - HUDSON ADVISORS GENPAR, INC. | — |
| CASON JODI LYN | CHIEF EXECUTIVE OFFICER - HUDSON AMERICAS L.P.; CHIEF OPERATING OFFICER - HUDSON AMERICAS L.P.; DIRECTOR - HUDSON ADVISORS GENPAR, INC. (+6 more) | — |
| HUBBELL MELISSA SPEIGHTS | CHIEF OPERATING OFFICER -HUDSON AMERICAS LLC | — |
| BJORNSON JENA AMBER | CHIEF COMPLIANCE OFFICER - HUDSON AMERICAS L.P.; CHIEF COMPLIANCE OFFICER - HUDSON AMERICAS L.P., HUDSON ADVISORS (CANADA), LLC | — |
| HUBBELL MELISSA | CHIEF OPERATING OFFICER | — |
| Beevers Nicholas DH | CHAIRMAN AND CHIEF EXECUTIVE OFFICER - HUDSON AMERICAS L.P. | — |
| Mackay Gavin | CHIEF BUSINESS DEVELOPMENT OFFICER - HUDSON AMERICAS L.P. | — |
| GASCH LANCE CHARLES | GLOBAL HEAD OF COMMERCIAL REAL ESTATE - HUDSON AMERICAS L.P.; GLOBAL HEAD OF REAL ESTATE - HUDSON AMERICAS L.P. | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-12 | regulatory | THE SEC ALLEGED THAT WITH RESPECT TO CERTAIN PRIVATE EQUITY FUNDS, HUDSON ADVISORS L.P. ("HUDSON") AND LONE STAR GLOBAL ACQUISITIONS, LTD. ("LSGA") DID NOT FULLY DISCLOSE THE METHODOLOGY USED TO CALCULATE AND CHARGE ANCILLARY AND UNDERWRITING FEES PAID BY SUCH FUNDS TO HUDSON PRIOR TO 2018. THE SEC… | Final | $11.2M |