EGERTON CAPITAL (UK) LLP of LONDON is an SEC-registered investment adviser (CRD 156384). Regulatory assets under management: $19.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Raphael Kanza | CHAIRMAN OF ECL/MEMBER | Dublin 2, L2 |
| William Guest Bollinger | MEMBER; SHAREHOLDER | Dublin, L2 |
| Jeffrey James Blumberg | CHIEF EXECUTIVE OFFICER/MEMBER | — |
| Philip Charles Domnin Niel | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER/MEMBER | — |
| John Christopher Armitage | MEMBER/CHIEF INVESTMENT OFFICER; SHAREHOLDER | — |
| NIEL PHILIP CHARLES DOMNIN | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER/MEMBER | — |
| BOLLINGER WILLIAM GUEST | MEMBER; PARTNER; SHAREHOLDER (+1 more) | — |
| TUCKER PAUL | MEMBER; PARTNER | — |
| HUCK JURGEN ANTON | MEMBER; PARTNER | — |
| ARMITAGE JOHN CHRISTOPHER | MEMBER/CHIEF INVESTMENT OFFICER; PARTNER/CHIEF INVESTMENT OFFICER; SHAREHOLDER (+1 more) | — |
| CASIMIR-MROWCZYNSKA PAULINE JUDITH | CHIEF COMPLIANCE OFFICER | — |
| KANZA RAPHAEL | CHAIRMAN OF ECL/MEMBER; PARTNER/CHAIRMAN OF ECL; PARTNER/SENIOR ADVISER | — |
| BLUMBERG JEFFREY JAMES | CHIEF EXECUTIVE OFFICER/MEMBER; PARTNER/CHIEF EXECUTIVE OFFICER | — |
| STANDISH MARK HARLEY | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER/MEMBER; PARTNER/CHIEF OPERATING OFFICER; PARTNER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | — |
| SALLUSTI MARCELLO | MEMBER; PARTNER; PARTNER/DEPUTY CHIEF INVESTMENT OFFICER | — |
| DAYHA SOBHNA JITENDRA | PARTNER/FINANCE OFFICER | — |
| HOHMANN FRANK LYNN | DIRECTOR OF EGERTON CAPITAL INTERNATIONAL LIMITED, RELYING ADVISER | — |
| ALEXANDRE JAMES LAWRENCE | DIRECTOR OF EGERTON CAPITAL INTERNATIONAL LIMITED, RELYING ADVISER | — |
| SOLSVIG CURTIS GERHARDT | DIRECTOR OF EGERTON CAPITAL INTERNATIONAL LIMITED, RELYING ADVISER | — |
| BEST MATTHEW ANDREW | FINANCE DIRECTOR/MEMBER; FINANCE & HR DIRECTOR/MEMBER | — |
| COOK SIMON HERON FITZROY | CHIEF OPERATING OFFICER/MEMBER | — |
| Nicholas Michael Ballard | FINANCE DIRECTOR | — |
| Simon Heron Fitzroy Cook | CHIEF OPERATING OFFICER/MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-10-17 | regulatory | EGERTON CAPITAL (UK) LLP RECEIVED A SMALL FINE OF SEK 15,000 (APPROXIMATELY $1,656) FROM THE SWEDISH REGULATORY AUTHORITY, FOR A LATE DISCLOSURE OF A SHORT SELLING POSITION IN BETSSON AB HELD IN JUNE 2017. THE REASON FOR THE LATE DISCLOSURE WAS THAT THE ISSUED SHARE CAPITAL OF BETSSON AB WAS NOT CLE… | Final | $2K |