ARCHETYPE ADVISORS, LLC of DOYLESTOWN, PA is an SEC-registered investment adviser (CRD 156527). Regulatory assets under management: $260.0M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Other.
| Name | Role | Location |
|---|---|---|
| William Joseph Lahr | MANAGING MEMBER; PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| LAHR WILLIAM JOSEPH | MANAGER / CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; MANAGING MEMBER / CHIEF COMPLIANCE OFFICER (+2 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-07-05 | regulatory | MR. BEADLE USED AN ANSWER KEY TO COMPLETE A STATE INSURANCE CONTINUING EDUCATION EXAM. CERTAIN STATES BEGAN REQUIRING FINANCIAL ADVISORS TO COMPLETE A LONG-TERM CARE (LTC) COURSE AND EXAM BEFORE SELLING LTC INSURANCE PRODUCTS TO CUSTOMERS RESIDING IN THOSE STATES. MR. BEADLE WAS ADVISED THAT HE WOUL… | Final | $7K |