PENTWATER CAPITAL MANAGEMENT LP of NAPLES, FL is an SEC-registered investment adviser (CRD 156873). Regulatory assets under management: $19.3B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| David Morris Zirin | CHIEF OPERATING OFFICER | — |
| Matthew Charles Halbower | CHIEF EXECUTIVE OFFICER; LIMITED PARTNER; SHAREHOLDER | — |
| Hooman David Tavakolian | CHIEF COMPLIANCE OFFICER | — |
| Joyce Kalleekal | CHIEF FINANCIAL OFFICER | Evanston, IL |
| Julie Schulz Halbower | TRUSTEE | — |
| Susan Lee Halbower | TRUSTEE | — |
| ZIRIN DAVID MORRIS | CHIEF OPERATING OFFICER; CHIEF OPERATIONS OFFICER | — |
| HALBOWER MATTHEW CHARLES | CHIEF EXECUTIVE OFFICER; LIMITED PARTNER; SHAREHOLDER | — |
| NENADOVIC NEAL ROSSALL | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | — |
| HALBOWER JULIE SCHULZ | TRUSTEE | — |
| HALBOWER SUSAN LEE | TRUSTEE | — |
| TAVAKOLIAN HOOMAN DAVID | CHIEF COMPLIANCE OFFICER | — |
| MCCARTHY ELIZABETH A | CHIEF COMPLIANCE OFFICER | — |
| kalleekal Joyce | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-05-28 | regulatory | ON MAY 28, 2024, FINANSTILSYNET ALLEGED THAT CERTAIN NET SHORT POSITION NOTIFICATION FILINGS WERE NOT MADE TIMELY BY PENTWATER CAPITAL MANAGEMENT EUROPE LLP ("PENTWATER EUROPE") IN ACCORDANCE WITH ARTICLE 5, CF. ARTICLE 6 AND ARTICLE 9 OF REGULATION (EU) NO 236/2012 ("SSR") CF. SECTION 3-14 (AS IT W… | Final | $48K |