FFL of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 156980). Regulatory assets under management: $4.1B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Spencer Charles Fleischer | SENIOR MANAGING MEMBER | — |
| Aaron Stivers Money | SENIOR MANAGING MEMBER | — |
| Gregory Michael Long | SENIOR MANAGING MEMBER | — |
| Christopher Andrew Harris | SENIOR MANAGING MEMBER | — |
| Cas Andrew Schneller | SENIOR MANAGING MEMBER | — |
| Patricia Ann Nykodym | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | — |
| Rajat Nmn Duggal | SENIOR MANAGING MEMBER | — |
| FRIEDMAN GLEN MICHAEL | CHAIRMAN/CHIEF EXECUTIVE OFFICER/SENIOR MANAGING MEMBER/TRUSTEE-TULLY M. FRIEDMAN REVOCABLE TRUST; CHAIRMAN/CO-CHIEF EXECUTIVE OFFICER/SENIOR MANAGING MEMBER/TRUSTEE-TULLY M. FRIEDMAN REVOCABLE TRUST; SENIOR MANAGING MEMBER (+2 more) | — |
| HARRIS MARK ANDREW | SENIOR MANAGING MEMBER | — |
| LONG THOMAS MICHAEL | SENIOR MANAGING MEMBER | — |
| DUGGAL SANJIV NMN | SENIOR MANAGING MEMBER | — |
| HARRIS JOHN CHRISTOPHER | SENIOR MANAGING MEMBER | — |
| FLEISCHER SPENCER CHARLES | CO-CHIEF EXECUTIVE OFFICER/PRESIDENT/SENIOR MANAGING MEMBER; PRESIDENT/SENIOR MANAGING MEMBER; SENIOR MANAGING MEMBER | — |
| NYKODYM PATRICIA ANN | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| MASTO CHRISTOPHER ANDREW | SENIOR MANAGING DIRECTOR/SENIOR MANAGING MEMBER; SENIOR MANAGING MEMBER | — |
| MONEY AARON STIVERS | SENIOR MANAGING MEMBER | — |
| SCHNELLER CAS ANDREW | SENIOR MANAGING MEMBER | — |
| DUGGAL RAJAT | SENIOR MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-01-17 | regulatory | ALLEGATIONS OF VIOLATIONS OF SECTION 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940 AND RULE 206(4)-5 THEREUNDER. | Final | $75K |
Showing 15 of 30 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| FFL CAPITAL PARTNERS V, L.P. | Private Equity Fund | Delaware | 53 | $1.1B | $10.0M |
| FFL CAPITAL PARTNERS VI, L.P. | Private Equity Fund | Delaware | 37 | $424.4M | $5.0M |
| FFL CAPITAL PARTNERS IV, L.P. | Private Equity Fund | Cayman Islands | 54 | $417.6M | $10.0M |
| FFL PARALLEL FUND V, L.P. | Private Equity Fund | Delaware | 24 | $305.0M | — |
| FFL PARALLEL FUND IV, L.P. | Private Equity Fund | Cayman Islands | 40 | $271.4M | — |
| FFL PARALLEL FUND VI, L.P. | Private Equity Fund | Delaware | 24 | $244.1M | — |
| FFL CAPITAL PARTNERS CF, L.P. | Private Equity Fund | Delaware | 48 | $203.6M | — |
| FFL PARALLEL FUND CF, L.P.. | Private Equity Fund | Delaware | 16 | $203.1M | — |
| FFL INDIVIDUAL PARTNERS V, L.P. | Private Equity Fund | Delaware | 97 | $186.1M | — |
| FFL PARALLEL FUND IV (DE), L.P. | Private Equity Fund | Delaware | 6 | $132.5M | — |
| FFL V BADGE 21 CO-INVESTMENT PARALLEL FUND, L.P. | Private Equity Fund | Delaware | 2 | $127.0M | — |
| FFL V NL1 CO-INVESTMENT FUND, L.P. | Private Equity Fund | Delaware | 19 | $113.4M | — |
| FFL INDIVIDUAL PARTNERS VI, L.P. | Private Equity Fund | Delaware | 46 | $92.6M | — |
| FFL V CMS CO-INVESTMENT FUND, L.P. | Private Equity Fund | Delaware | 6 | $87.3M | — |
| FFL V ALKU CO-INVESTMENT FUND, L.P. | Private Equity Fund | Delaware | 10 | $49.2M | — |