KRANE FUNDS ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 157103). Regulatory assets under management: $11.6B.
Compensation: % of AUM.
Clients served: Charities, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Jonathan Adam Krane | CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER; OWNER AND MANAGER; SHAREHOLDER | New York, NY |
| Jonathan Allen Shelon | CHIEF OPERATING OFFICER | New York, NY |
| Kinfai Lo | CHIEF FINANCIAL OFFICER | New York, NY |
| David Isaac Adelman | MANAGING DIRECTOR AND GENERAL COUNSEL | — |
| Odette Gafner | CHIEF COMPLIANCE OFFICER / HEAD OF COMPLIANCE | New York, NY |
| MATTIOLI DIANNE PALUMBO | CHIEF COMPLIANCE OFFICER | — |
| TOUMPAS MARY | CHIEF COMPLIANCE OFFICER | — |
| LO KINFAI | CHIEF FINANCIAL OFFICER | — |
| KELLY NANCY MEARA | CHIEF COMPLIANCE OFFICER | — |
| KRANE JONATHAN ADAM | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER; MEMBER (+1 more) | — |
| KRANE JENNIFER ALEXIS | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; VICE PRESIDENT (+3 more) | — |
| CANNING JOHN JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| TARLETON JENNIFER ALEXIS | CCO, VICE PRESIDENT AND MEMBER; VICE PRESIDENT AND MEMBER | — |
| AHERN BRENDAN EDWARD | CHIEF INVESTMENT OFFICER | — |
| SHELON JONATHAN A | CHIEF OPERATING OFFICER | — |
| LINDENFELD MAX | CHIEF COMPLIANCE OFFICER | — |
| Gafner Odette | CHIEF COMPLIANCE OFFICER / HEAD OF COMPLIANCE | — |
| Adelman David Isaac | MANAGING DIRECTOR AND GENERAL COUNSEL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-04-28 | regulatory | KFA WAS FINED KRW 45 MILLION (APPROXIMATELY $33,000 USD) IN NOVEMBER 2022 BY THE KOREAN FINANCIAL SUPERVISORY SERVICE (FSS) FOR A TECHNICAL VIOLATION OF KOREAN SHORT SALES REGULATIONS. THE CLIENT ACCOUNT HAD RECEIVED DIVIDEND SHARES WITH RECORD DATE OF 12/31/2020. THE DIVIDEND SHARES REMAINED UNSETT… | Final | $33K |