DFW CAPITAL MANAGEMENT, LLC

DFW CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 157337). Regulatory assets under management: $2.9B.

Registration

Business model

Compensation: % of AUM, Performance, Other.

Clients served: Investment cos.

Officers, owners & control persons (12)

NameRoleLocation
Keith Walton PennellMEMBER; PRESIDENT & TREASUER—
Brett Lawrence PragerMEMBER; VICE PRESIDENT—
Brian Christopher TilleySECRETARY—
Cheri Elise LiebermanCHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER—
Douglas Hamlin GilbertSECRETARY—
Lynette Dawn AshbyCHIEF COMPLIANCE OFFICER—
LIEBERMAN CHERI ELISECHIEF COMPLIANCE OFFICER—
DEMUTH DONALD FRANKLINCHAIRMAN & DIRECTOR—
PENNELL KEITH WALTONMEMBER; PRESIDENT & TREASUER—
PRAGER BRETT LAWRENCEMEMBER; VICE PRESIDENT; VICE PRESIDENT & SECRETARY—
TILLEY BRIAN CHRISTOPHERSECRETARY; VICE PRESIDENT & ASSISTANT SECRETARY; VICE PRESIDENT, ASSISTANT SECRETARY & CHIEF COMPLIANCE OFFICER—
GILBERT DOUGLAS HAMLINSECRETARY—

Private funds (7)

FundTypeFormedOwnersGross asset valueMin investment
DFW CAPITAL PARTNERS VII, L.P.Private Equity FundDelaware151$969.8M$5.0M
DFW CAPITAL PARTNERS VI, L.P.Private Equity FundDelaware90$590.8M$1.0M
NARS RECAP INVESTORS, LLCPrivate Equity FundDelaware20$478.3M$1.0M
DFW CAPITAL PARTNERS V, L.P.Private Equity FundDelaware85$335.0M$1.0M
DFW CAPITAL PARTNERS VIII, L.P.Private Equity FundDelaware29$228.9M$5.0M
DFW CAPITAL PARTNERS IV CONTINUATION, L.P.Private Equity FundDelaware66$212.3M$500K
DFW VI CO-INVEST (A), L.PPrivate Equity FundDelaware5$71.1M$1.0M

Branch offices (10)

CityStateEmployeesPhone
FAIR LAWNNJ2201-836-6000
FAIR LAWNNJ2201-836-6000
CHEVY CHASEMD2202-827-0744
WESTPORTCT2(201) 836-6000
CHEVY CHASEMD2202-827-0744
WESTPORTCT2(201) 836-6000
VERO BEACHFL1201-836-6000
PARK CITYUT1201-836-6000
PARK CITYUT1201-836-6000
VERO BEACHFL1201-836-6000

Fund service providers (2)

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