MARSHALL WACE ASIA LIMITED

MARSHALL WACE ASIA LIMITED of HONG KONG is an SEC exempt reporting adviser (CRD 157501).

Registration

Officers, owners & control persons (17)

NameRoleLocation
Christopher PearceCO-CHIEF EXECUTIVE OFFICER; RESPONSIBLE OFFICEROrlando, FL
Warren FuCHIEF COMPLIANCE OFFICER
Charles Marcus MansourCHIEF EXECUTIVE OFFICER, RESPONSIBLE OFFICER; CO- CHIEF EXECUTIVE OFFICER, RESPONSIBLE OFFICER
Claire Jayne MusgraveDIRECTOR
Desmond John AndersonDIRECTOR
Jing XuDIRECTOR
ANDERSON THOMAS JOHNCHIEF EXECUTIVE OFFICER, RESPONSIBLE OFFICER; DIRECTOR; RESPONSIBLE OFFICER
WACE IAN GERALDLIMITED PARTNER; OWNER AND DIRECTOR; PARTNER
MARSHALL PAUL RLIMITED PARTNER; OWNER AND DIRECTOR; PARTNER
PEARCE CHRISTOPHERCHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER, RESPONSIBLE OFFICER; CHIEF OPERATING OFFICER; RESPONSIBLE OFFICER; CO-CHIEF EXECUTIVE OFFICER; RESPONSIBLE OFFICER
FORD DUNCAN EDWARDDIRECTOR
Rajpal AmitCHIEF EXECUTIVE OFFICER, RESPONSIBLE OFFICER
Fu WarrenCHIEF COMPLIANCE OFFICER
Musgrave Claire JayneDIRECTOR
MANSOUR CHARLES MARCUSCO- CHIEF EXECUTIVE OFFICER, RESPONSIBLE OFFICER; DIRECTOR
Xu JingDIRECTOR
Elizabeth Kathleen MillerDIRECTOR; RESPONSIBLE OFFICER

Disclosures (2)

InitiatedTypeAllegationsStatusAmount
2021-11-04regulatoryON FEBRUARY 24, 2022, MARSHALL WACE ASIA LIMITED ("MWAL") RECEIVED CONFIRMATION OF AN ADMINISTRATIVE CHARGE OF KRW 43.2 MILLION (APPROXIMATELY USD 35,000) BY THE SECURITIES AND FUTURES COMMISSION OF KOREA ("SFC") FOR A VIOLATION OF ITS SHORT SALE RESTRICTIONS, AS STIPULATED IN ARTICLE 180(1) OF THE…Final$35K

Private funds (2)

FundTypeFormedOwnersGross asset valueMin investment
MARSHALL WACE INVESTMENT STRATEGIES - JAPAN MARKET NEUTRAL FUNDHedge FundIreland7$113.8M$115K
MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL FUNDHedge FundIreland7$93.9M$115K

Branch offices (2)

CityStateEmployeesPhone
SHANGHAI2+86 21 31290010
ISTANBUL190 212 3535092

Fund service providers (1)

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