PCCP, LLC of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 157505). Regulatory assets under management: $20.1B.
Compensation: % of AUM, Fixed, Performance, Other.
Clients served: Investment cos, Other.
Showing 25 of 30 people.
| Name | Role | Location |
|---|---|---|
| Aaron Arthur Giovara | PARTNER | — |
| Donald Henry Kuemmeler | MEMBER; SENIOR MANAGING PARTNER | — |
| William Rufus Lindsay | MANAGER; SENIOR MANAGING PARTNER | — |
| Bryan Shelby Thornton | MANAGING PARTNER; TRUSTEE | — |
| Stephen Paul Towle | PARTNER, CHIEF FINANCIAL OFFICER | — |
| Lauren Eng Young Ngongang | PARTNER, CHIEF RISK OFFICER & CHIEF COMPLIANCE OFFICER | — |
| Emily Irene Kristin Ulhorn | TRUSTEE | — |
| Peter Joseph Spaziani | MANAGING DIRECTOR, GENERAL COUNSEL | — |
| LINDSAY WILLIAM RUFUS | MANAGER; PARTNER; SENIOR MANAGING PARTNER | — |
| COLONNA NICHOLAS V | PARTNER | — |
| KUEMMELER DONALD H | MEMBER; PARTNER; TRUSTEE | — |
| GIOVARA AARON A | MEMBER; PARTNER | — |
| EBERHARDT GREG ALAN | PARTNER | — |
| CHO YON KU | PARTNER | — |
| THORNTON BRYAN SHELBY | MANAGING PARTNER; PARTNER; TRUSTEE | — |
| HEAFEY BRIAN JOSPEH | PARTNER | — |
| TOWLE STEPHEN PAUL | CHIEF COMPLIANCE OFFICER; PARTNER; PARTNER, CHIEF FINANCIAL OFFICER | — |
| Lassere Jed William | PARTNER | — |
| Galovan James Brian | PARTNER | — |
| Young Lauren | CHIEF COMPLIANCE OFFICER | — |
| ULHORN EMILY IRENE KRISTIN | TRUSTEE | — |
| RANDALL JOHN WINSLOW | PARTNER | — |
| FLYNN ERIK RADIGAN | PARTNER | — |
| GIOVARA AARON ARTHUR | MEMBER; PARTNER | — |
| KUEMMELER DONALD HENRY | MEMBER; PARTNER; SENIOR MANAGING PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-05-01 | regulatory | THE DEPARTMENT OF FINANCIAL PROTECTION AND INNOVATION OF THE STATE OF CALIFORNIA ("DFPI") ALLEGED THAT THE ADVISORY AFFILIATE DID NOT TRANSITION MANAGEMENT OF ITS CALIFORNIA FINANCING LAW ("CFL") LICENSES TO THE NATIONWIDE MULTISTATE LICENSING SYSTEM AND REGISTRY ("NMLS") BY THE REQUIRED DEADLINE. | Final | $3K |