AISLING CAPITAL LLC of NEW YORK, NY is an SEC exempt reporting adviser (CRD 157698).
| Name | Role | Location |
|---|---|---|
| Steven Arnote Elms | VICE PRESIDENT | — |
| Andrew Newman Schiff | VICE PRESIDENT | — |
| Robert John Wenzel | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | — |
| Dennis Joseph Purcell | PRESIDENT | — |
| APPEL LLOYD ERIC | CHIEF FINANCIAL OFFICER / TREASURER / CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER / TREASURER / COMPLIANCE OFFICER | — |
| SCHIFF ANDREW NEWMAN | VICE PRESIDENT | — |
| ELMS STEVEN ARNOTE | VICE PRESIDENT | — |
| WENZEL ROBERT JOHN | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER / CONTROLLER; OFFICER / CONTROLLER (+1 more) | — |
| PURCELL GREGORY JOSEPH | PRESIDENT | — |
| SHIFF MD ANDREW | VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-06-29 | regulatory | ALLEGED VIOLATIONS OF SECTION 206(2) OF THE INVESTMENT ADVISERS ACT, SECTION 206(4) OF THE ADVISERS ACT, AND RULE 206(4)-8 THEREUNDER, BECAUSE AISLING CAPITAL LLC DID NOT OFFSET CERTAIN CONSULTING FEES WITH REDUCTIONS TO MANAGEMENT FEES RECEIVED FROM FUNDS AS REQUIRED BY THE FUNDS' LIMITED PARTNERSH… | Final | $200K |
| 2017-01-17 | regulatory | ALLEGED VIOLATIONS OF SECTION 206(4) OF THE INVESTMENT ADVISERS ACT AND RULE 206(4)-5 THEREUNDER, BECAUSE AISLING CAPITAL LLC PROVIDED INVESTMENT ADVISORY SERVICES FOR COMPENSATION TO A GOVERNMENT ENTITY WITHIN TWO YEARS AFTER TWO CAMPAIGN CONTRIBUTIONS OF $1,500, IN THE AGGREGATE, WERE MADE TO A CA… | Final | $70K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| AISLING CAPITAL II, LP | Venture Capital Fund | Delaware | 73 | $53.4M | $5.0M |
| AISLING CAPITAL III, LP | Venture Capital Fund | Delaware | 63 | $10.1M | $5.0M |