NORTHERN LIGHTS CAPITAL GROUP, LLC

NORTHERN LIGHTS CAPITAL GROUP, LLC of TACOMA, WA is an SEC-registered investment adviser (CRD 157976). Regulatory assets under management: $403.6M.

Registration

Officers, owners & control persons (9)

NameRoleLocation
GREENWOOD PAUL RICHARDMANAGING DIRECTOR—
GRISWOLD JOHN DAVIDCHIEF COMPLIANCE OFFICER/GENERAL COUNSEL—
ZIMMERMAN JOHN WITHERSPOONMANAGING DIRECTOR—
CARVER TIMOTHY JACOBMANAGING DIRECTOR—
TURNER ANDREW LAIRDCHAIRMAN; MANAGING MEMBER—
SWIFT JACKMANAGING DIRECTOR—
FOSSE CHRISTOPHERCHIEF COMPLIANCE OFFICER, CFO; CHIEF FINANCIAL OFFICER—
SWIFT JOHN COLQUHOUNMANAGING DIRECTOR—
ERICKSON TRENTCHIEF FINANCIAL OFFICER; MANAGING DIRECTOR—

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
AURORA TRUSTPrivate Equity Fund—1$403.6M—

More on this firm