RIVER ASSOCIATES INVESTMENTS (TN), LLC of CHATTANOOGA, TN is an SEC-registered investment adviser (CRD 158034). Regulatory assets under management: $800.5M.
Compensation: Performance, Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| William Craig Baker | ASSISTANT SECRETARY | Chattanooga, TN |
| John Marshall Jones | ASSISTANT SECRETARY | Chattanooga, TN |
| Courtney Layne Cudd | CCO/TREASURER | — |
| George Holmes Patten Pettway | ASSISTANT SECRETARY; OWNER | — |
| James Buford Baker | PRESIDENT & CHIEF MANAGER | — |
| Michael Dean Brookshire | VICE PRESIDENT & SECRETARY | — |
| Norma Mills | TRUSTEE | — |
| James Olan Mills | TRUSTEE | — |
| CUDD COURTNEY LAYNE | CCO / CFO; CCO / CFO FOR REGISTRANT AND RELYING ADVISER; CCO/TREASURER (+2 more) | — |
| PETTWAY GEORGE HOLMES PATTEN | ASSISTANT SECRETARY; CHAIRMAN OF RELYING ADVISER RIVER ASSOCIATES, LLC; MEMBER OF RELYING ADVISER RIVER ASSOCIATES, LLC (+3 more) | — |
| BAKER JAMES BUFORD | CHAIRMAN OF RELYING ADVISER RIVER ASSOCIATES INVESTMENTS, LP; PRESIDENT & CHIEF MANAGER; PRESIDENT OF RELYING ADVISER RIVER ASSOCIATES, LLC | — |
| JONES JOHN MARSHALL | ASSISTANT SECRETARY; ASSISTANT SECRETARY OF RELYING ADVISER RIVER ASSOCIATES, LLC; VICE PRESIDENT OF OF RELYING ADVISER RIVER ASSOCIATES INVESTMENTS, LP | — |
| BROOKSHIRE MICHAEL DEAN | PRESIDENT OF OF RELYING ADVISER RIVER ASSOCIATES INVESTMENTS, LP; SECRETARY OF RELYING ADVISER RIVER ASSOCIATES, LLC; VICE PRESIDENT & SECRETARY | — |
| BAKER WILLIAM CRAIG | ASSISTANT SECRETARY; OWNER; VP AND SECRETARY OF OF RELYING ADVISER RIVER ASSOCIATES INVESTMENTS, LP | — |
| MILLS NORMA | TRUSTEE | — |
| MILLS SHARON | TRUSTEE | — |
| MORRIS TIM TAYLOR | MEMBER OF RELYING ADVISER RIVER ASSOCIATES, LLC | — |
| LEWIS BLAKE TYLER | VICE PRESIDENT; VICE PRESIDENT OF REGISTRANT AND RELYING ADVISOR | — |
| VYULE BENJAMIN S | VICE PRESIDENT; VICE PRESIDENT OF REGISTRANT AND RELYING ADVISER | — |
| MILLS JAMES OLAN | TRUSTEE | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| RIVER VII, LP | Private Equity Fund | Delaware | 49 | $440.3M | $5.0M |
| RIVER VIII, LP | Private Equity Fund | Delaware | 51 | $343.6M | $5.0M |
| RIVER VI, LP | Private Equity Fund | Delaware | 44 | $9.4M | $5.0M |
| RIVER VI PARALLEL, LP | Private Equity Fund | Delaware | 15 | $7.4M | $5.0M |