PERINI CAPITAL, LLC of CARLSBAD, NM is an SEC-registered investment adviser (CRD 158540). Regulatory assets under management: $287.0M.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Justin Tyler Long | CHIEF COMPLIANCE OFFICER | — |
| Michael Desmond Perini | PRESIDENT AND CHIEF EXECUTIVE OFFICER | MANAGING MEMBER | — |
| PERINI MICHAEL DESMOND | PRESIDENT AND CHIEF EXECUTIVE OFFICER | MANAGING MEMBER | — |
| CIKLIN MICHAEL EISSEY | PORTFOLIO MANAGER; PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER; PORTFOLIO MANAGER | CHIEF COMPLIANCE OFFICER | — |
| Silver Jesse Moffic | HEAD OF BUSINESS DEVELOPMENT AND CHIEF COMPLIANCE OFFICER | — |
| LONG JUSTIN TYLER | CHIEF COMPLIANCE OFFICER | — |
| Caleb H Chambers | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-04-26 | regulatory | ON MAY 6, 2022, THE U.S. SECURITIES & EXCHANGE COMMISSION ("SEC") ISSUED AN ORDER AGAINST PERINI CAPITAL AND MICHAEL D. PERINI FOLLOWING PERINI CAPITAL'S AND MR. PERINI'S OFFER OF SETTLEMENT. THE ORDER STATED THAT PERINI CAPITAL ENGAGED IN PRINCIPAL TRADES BETWEEN SEVERAL ADVISORY CLIENT ACCOUNTS AN… | Final | $150K |