PEACHCAP TAX & ADVISORY, LLC of ATLANTA, GA is an SEC-registered investment adviser (CRD 158729). Regulatory assets under management: $147.5M.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Joshua Wood Gregg | CFO | — |
| Eric Steven Burnette | PRESIDENT/CCO; PRESIDENT/CEO | — |
| SCHWARTZ TIMOTHY STEVEN | CHIEF COMPLIANCE OFFICER | — |
| MILLER DENNIS HARRISON | CEO/COO; MANAGING MEMBER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| BURNETTE ERIC STEVEN | CCO; CHIEF COMPLIANCE OFFICER; PRESIDENT/CCO (+1 more) | — |
| CHO WONHEE | CHIEF COMPLIANCE OFFICER | — |
| GREGG JOSHUA WOOD | CFO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-12-22 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933 ("SECURITIES ACT"), SECTION 15(B) OF THE SECURITIES EX… | Final | — |