EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. of MIAMI, FL is an SEC-registered investment adviser (CRD 158905). Regulatory assets under management: $2.3B.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pooled vehicles, Charities.
Showing 25 of 35 people.
| Name | Role | Location |
|---|---|---|
| Peter Phillips | DIRECTOR | College Point, NY |
| Eduardo Moliterno Da Cruz | CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| Sanjin Mohorovic | DIRECTOR | — |
| Victor Manuel Echevarria | CHAIRMAN | — |
| Edwin Andres Fermin | CHIEF COMPLIANCE OFFICER | — |
| Luis Guilherme De Melo Ferreira | DEPUTY CHIEF EXECUTIVE OFFICER | — |
| Alexandra Montoya | CHIEF OPERATING OFFICER | — |
| PERICH JOSE LUIS | CHIEF COMPLIANCE OFFICER | — |
| WALSH JOHN PATRICK | CHIEF OPERATIONS OFFICER | — |
| ECHEVARRIA VICTOR MANUEL | DIRECTOR | — |
| MASSENS JUAN CARLOS | COO; COO/CFO | — |
| CAMPANO SIXTO | CHIEF EXECUTIVE OFFICER; DIRECTOR; DIRECTOR/CHIEF EXECUTIVE OFFICER | — |
| ABATE HANS ANTON | DIRECTOR | — |
| ESTEVES ANDRE SANTOS | SHAREHOLDER | — |
| COLLAZOS MARCO ALEJANDRO | CHIEF COMPLIANCE OFFICER | — |
| RINGEL MATIAS ANDRES | DIRECTOR | — |
| LEE JAMES TAK HIM | CHAIRMAN; DIRECTOR | — |
| GONZALEZ STAWINSKI CARLOS JAVIER | CHIEF COMPLIANCE OFFICER; INTERIM CHIEF COMPLIANCE OFFICER | — |
| NAPOLEON NATALIA AVA | CHIEF COMPLIANCE OFFICER | — |
| WEYMAN SCOTT WILLIAM | CHIEF EXECUTIVE OFFICER | — |
| AFZAL MOZAMIL | DIRECTOR | — |
| TUESTA MARCO A | CHIEF FINANCIAL OFFICER | — |
| SCHMIDTKE MICHAEL D | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| DE LA ESPRIELLA ARTURO | CHIEF OPERATIONS OFFICER; DEPUTY COO | — |
| CALDERON NAJERA NAYRA | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-06-11 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO A PUBLIC ORDER INDICATING THAT IT DID NOT INCLUDE ADEQUATE DISCLOSURE REGARDING THE RECEIPT OF 12B-1 FEES AND DID NOT ADEQUATELY DISCLOSE ADDITIONAL COMPENSATION RECEIVED FOR INVESTING CLIENTS IN A FUND'S 12B-1 FEE PAYING SHARE CLASS W… | Final | — |
| City | State | Employees | Phone |
|---|---|---|---|
| MIAMI | FL | 18 | 305-482-8000 |
| MIAMI | FL | 18 | 305-482-8000 |