MESA WEST CAPITAL, LLC of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 158959). Regulatory assets under management: $8.7B.
Compensation: % of AUM, Performance, Other.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 28 people.
| Name | Role | Location |
|---|---|---|
| Raphael Fishbach | MANAGING DIRECTOR, CO-HEAD OF MESA WEST CAPITAL LLC | New York, NY |
| Benjamin Cordt Huneke | PRESIDENT AND MANAGING DIRECTOR OF MORGAN STANLEY INVESTMENT MANAGEMENT | New York, NY |
| Brett Patrick Burns | EXECUTIVE DIRECTOR | — |
| Mustufa Salehbhai | CHIEF LEGAL OFFICER | — |
| John Richard Klopp | HEAD OF MORGAN STANLEY INVESTMENT MANAGEMENT REAL ASSETS | — |
| Arlene Alisa Morris | CHIEF COMPLIANCE OFFICER | — |
| Ronnie Mordehai Gul | MANAGING DIRECTOR, CO-HEAD OF MESA WEST CAPITAL LLC | — |
| BURNS THOMAS PATRICK | CHIEF COMPLIANCE OFFICER / CHIEF ACCOUNTING OFFICER; EXECUTIVE DIRECTOR | — |
| RYAN ANDREW WILLIAM | PRINCIPAL; PRINCIPAL/ CHIEF COMPLIANCE OFFICER | — |
| KLOPP JOHN | HEAD OF MORGAN STANLEY INVESTMENT MANAGEMENT REAL ASSETS | — |
| HESTER THOMAS ROBERT | CHIEF COMPLIANCE OFFICER | — |
| FRIEDMAN JEFFREY ERIC | MANAGING DIRECTOR, CO-HEAD OF MEASA WEST CAPITAL LLC; MANAGING DIRECTOR, CO-HEAD OF MESA WEST CAPITAL LLC; MEMBER (+1 more) | — |
| ZYTKO MARK JON | MANAGING DIRECTOR, CO-HEAD OF MESA WEST CAPITAL LLC; MEMBER; PRINCIPAL | — |
| HUNEKE BENJAMIN CORDT | CO-HEAD OF MORGAN STANLEY INVESTMENT MANAGEMENT; PRESIDENT AND MANAGING DIRECTOR OF MORGAN STANLEY INVESTMENT MANAGEMENT | — |
| SALEHBHAI MUSTUFA | CHIEF LEGAL OFFICER | — |
| STAFFORD DAVID GROVE | CHIEF COMPLIANCE OFFICER | — |
| SIMKOWITZ DANIEL AARON | HEAD OF MORGAN STANLEY INVESTMENT MANAGEMENT | — |
| Bilenker Noah | GENERAL COUNSEL | — |
| PECKHAM REBECCA | CHIEF COMPLIANCE OFFICER | — |
| KRAUCH RYAN WILLIAM | MANAGING DIRECTOR | — |
| Burns Brett | EXECUTIVE DIRECTOR | — |
| MORRIS ARLENE A | CHIEF COMPLIANCE OFFICER | — |
| CHAPPUIS JACQUES PHILPPE | CO-HEAD OF MORGAN STANLEY INVESTMENT MANAGEMENT | — |
| KLOPP JOHN RICHARD | HEAD OF MORGAN STANLEY INVESTMENT MANAGEMENT REAL ASSETS | — |
| MORRIS ARLENE ALISA | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-03-06 | regulatory | THE HELLENIC CAPITAL MARKET COMMISSION (HCMC) ALLEGED THAT MORGAN STANLEY COMMITTED MARKET MANIPULATION PURSUANT TO ARTICLE 7, PAR. 2(C) OF LAW 3340/2005 BY DISCLOSING THAT THE FIRM, THROUGH VARIOUS SUBSIDIARIES, HAD ACQUIRED MORE THAN 5% OF ALPHA BANK, HOWEVER 4.16% OF THE HOLDING WAS HELD BY A SUB… | Final | $53K |
| 2016-03-22 | regulatory | THE PORTUGUESE SECURITIES MARKET COMMISSION (CMVM) ALLEGED THAT THE FIRM DID NOT NOTIFY THE CMVM OR THE ISSUING COMPANY OF CHANGES TO CERTAIN QUALIFYING HOLDINGS WITHIN THE REQUIRED TIME PERIOD, IN VIOLATION OF ARTICLE 16 OF THE PORTUGUESE SECURITIES CODE | Final | — |
| 2016-02-11 | regulatory | THE NEW YORK ATTORNEY GENERAL'S OFFICE ("NYAG") ALLEGED THAT MORGAN STANLEY VIOLATED NEW YORK LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2006 AND 2007. | Final | $150.0M |
| 2016-02-11 | regulatory | THE ILLINOIS ATTORNEY GENERAL'S OFFICE ("ILAG") ALLEGED THAT MORGAN STANLEY VIOLATED ILLINOIS LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2002 AND 2008. | Final | $22.5M |
| 2014-08-21 | regulatory | HCMC ALLEGED THAT MS FAILED TO PROPERLY OR TIMELY REPORT WHEN MS HOLDINGS IN CERTAIN COMPANIES INCREASED OR DECREASED BY MORE THAN 3%, OR EXCEEDED OR FELL BELOW 5%, 10% AND 15% THRESHOLDS, AS REQUIRED BY GREEK PRESIDENTIAL DECREE PD 51/1992 AND LAW 3556/2007. | Final | $71K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| MESA WEST CORE LENDING FUND, L.P. | Other Private Fund | Delaware | 80 | $3.6B | $5.0M |
| MESA WEST REAL ESTATE INCOME FUND VI LP | Other Private Fund | Delaware | 5 | $1.1B | $5.0M |
| MESA WEST REAL ESTATE INCOME FUND V (PF), L.P. | Other Private Fund | Delaware | 2 | $840.5M | $5.0M |
| MWREIF IV HOLDINGS, LLC | Other Private Fund | Delaware | 122 | $29.3M | $500K |
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 9 | (212) 871-8900 |
| NEW YORK | NY | 9 | (212) 871-8900 |
| CHICAGO | IL | 2 | (312) 647-2702 |
| CHICAGO | IL | 2 | (312) 647-2702 |
| SAN FRANCISCO | CA | 1 | (415) 576-2366 |
| SAN FRANCISCO | CA | 1 | (415) 576-2366 |
| HOUSTON | TX | 1 | 7135124400 |
| HOUSTON | TX | 1 | 7135124400 |