SCHWAB WEALTH ADVISORY, INC. of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 159035). This firm reports disciplinary history on Form ADV.
Compensation: Other.
Clients served: Individuals, High net worth, Pooled vehicles.
Showing 25 of 28 people.
| Name | Role | Location |
|---|---|---|
| Bryan Larry Olson | PRESIDENT | — |
| Alyssa Johanna Huffman | CHIEF COMPLIANCE OFFICER | — |
| Stacy A Niedermeier | DIRECTOR | — |
| Franklin Aubrey Thacker | DIRECTOR | — |
| Christy M Silvanic | CHIEF FINANCIAL OFFICER | — |
| Steven James Hall | CHIEF FINANCIAL OFFICER | — |
| KALLSEN TERRI RAE | PRESIDENT | — |
| HALL WILLARD JAMES | CHIEF FINANCIAL OFFICER | — |
| METZGER BARRY SCOTT | PRESIDENT | — |
| STEWART JARVIS CHRISTOPHER | CHIEF COMPLIANCE OFFICER | — |
| MORLEY JEFFREY WARREN | VICE PRESIDENT | — |
| GILL GEORGE ANDREW | PRESIDENT | — |
| RHOADES JOSEPH SCOTT | CHIEF FINANCIAL OFFICER | — |
| ARMELI BARBARA JEAN | CHIEF COMPLIANCE OFFICER | — |
| INNES ROBERT K | CHIEF LEGAL OFFICER | — |
| INNES ROBERT K MI ONLY | CHIEF LEGAL OFFICER | — |
| THOM CHRISTOPHER BRIAN | PRESIDENT; VICE PRESIDENT | — |
| MARTIN PHILIP ROGER | CHIEF COMPLIANCE OFFICER | — |
| STORK MARY ELIZABETH | PRESIDENT | — |
| OLSON BRYAN LARRY | PRESIDENT | — |
| BATES MARLENE | CHIEF FINANCIAL OFFICER | — |
| ROSAI MARY HARTMAN | PRESIDENT | — |
| SEIDLITZ JESSICA ANN | CHIEF COMPLIANCE OFFICER | — |
| Niedermeier Stacy A | CHIEF FINANCIAL OFFICER; DIRECTOR | — |
| WANEBO JAMES BRENDON | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2008-08-16 | regulatory | SUSPENDED FOR FAILURE TO PAY CHILD SUPPORT. THE SUSPENSION WAS LIFTED ONE MONTH LATER ON SEPTEMBER 17, 2008. DURING THIS PERIOD, MY MOTHER WAS IN HOSPICE. SHE PASSED AWAY ON OCTOBER 14, 2008. | Final | — |
| 1997-07-21 | regulatory | SUSPENSION OF ATTORNEY LICENSE FOR FAILURE TO PAY ANNUAL BAR LICENSING FEES. I WAS OUT OF THE STATE DURING THIS PERIOD AND NOT PRACTICING LAW. | Final | — |
| — | criminal | — | — | — |
| — | regulatory | — | — | — |
Showing 15 of 25 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| LONE TREE | CO | 249 | 800-435-4000 |
| ORLANDO | FL | 220 | 800-435-4000 |
| PHOENIX | AZ | 168 | 602-355-2633 |
| INDIANAPOLIS | IN | 165 | 317-596-6758 |
| WESTLAKE | TX | 132 | 800-435-4000 |
| PHOENIX | AZ | 87 | 800-435-4000 |
| ATLANTA | GA | 38 | (404) 239-5140 |
| CHICAGO | IL | 23 | 312-456-6624 |
| TYSONS CORNER | VA | 19 | 703-761-1570 |
| RICHFIELD | OH | 16 | 800-435-4000 |
| RADNOR | PA | 14 | 800-435-4000 |
| ST LOUIS | MO | 13 | 800-435-4000 |
| BOSTON | MA | 13 | 617-443-8344 |
| JERSEY CITY | NJ | 13 | 800 934-4448 |
| IRVINE | CA | 12 | 800-435-4000 |