THOMAS LEO ADVISORY, LLC
THOMAS LEO ADVISORY, LLC of MINNEAPOLIS, MN is an SEC-registered investment adviser (CRD 159271). Regulatory assets under management: $192.7M.
Registration
- CRD: 159271
- SEC file number: 801-112656
- Type: Registered investment adviser
- Location: 4406 BEARD AVE S, MINNEAPOLIS, MN, 55410
- Phone: 612-208-1641
- Latest filing: 2026-03-09
- Regulatory AUM: $192.7M
- Discretionary AUM: $191.2M
- Non-discretionary AUM: $1.5M
- Clients: 2
- Accounts: 390
Business model
Compensation: % of AUM.
Clients served: High net worth.
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| Leo Christopher Arms | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| ARMS LEO CHRISTOPHER | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
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