CHANCELLOR FINANCIAL GROUP LP of WILKES-BARRE, PA is an SEC-registered investment adviser (CRD 159563). Regulatory assets under management: $249.3M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Terrence Winston Casey | MANAGING PARTNER; PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| WINN CHRISTOPHER EDWARD | GENERAL PARTNER AND CHIEF COMPLIANCE OFFICER; MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER; PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |
| CASEY TERRENCE WINSTON | MANAGING PARTNER; MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER; PRESIDENT (+1 more) | — |
| MIHALICK CONSTANCE CATHERINE | CHIEF ADMINISTRATIVE OFFICER AND CHIEF COMPLIANCE OFFICER; INVESTOR | — |
| WYANDT STACEY ALAN | CHIEF INVESTMENT OFFICER | — |
| Michael Davis Casey | COMMUNICATION DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-10-13 | regulatory | THE COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF BANKING AND SECURITIES ALLEGED THAT CHANCELLOR FINANCIAL GROUP LP PREVIOUSLY ENGAGED IN ACTIVITY IN VIOLATION OF THE PENNSYLVANIA SECURITIES ACT OF 1972 SUGGESTING THAT CHANCELLOR FAILED TO REASONABLY SUPERVISE ONE OF ITS INVESTMENT ADVISOR REPRESENTATI… | Final | $3K |