FRASER SULLIVAN INVESTMENT MANAGEMENT, LLC

FRASER SULLIVAN INVESTMENT MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 159727). Regulatory assets under management: $1.3B.

Registration

Officers, owners & control persons (13)

NameRoleLocation
FRASER JOHN WILLIAMMANAGING MEMBER; MANAGING PARTNER & CHIEF INVESTMENT OFFICER—
SULLIVAN TIGHE PETERMANAGING MEMBER; MANAGING PARTNER & CHIEF OPERATING OFFICER—
ENDLER DAVID SCOTTMEMBER & PORTFOLIO MANAGER—
NADEAU DAVID ARTHURMEMBER & PORTFOLIO MANAGER—
SOSLAND MATTHEW AMEMBER & PORTFOLIO MANAGER—
MALONEY PATRICK BRADYGENERAL COUNSEL & CHIEF COMPLIANCE OFFICER—
BASOV GENE NMNCHIEF FINANCIAL OFFICER; CONTROLLER—
RATHER JONATHAN M MI ONLYMANAGING MEMBER—
TURNER FRANKLIN PIERCEMEMBER & PORTFOLIO MANAGER—
CHANG FRANCIS JOSEPHMEMBER & PORTFOLIO MANAGER; PORTFOLIO MANAGER—
BASOV GENECONTROLLER—
SOSLAND MATTHEW ABRAHAMMEMBER & PORTFOLIO MANAGER—
RATHER JONATHAN MMANAGING MEMBER—

Private funds (3)

FundTypeFormedOwnersGross asset valueMin investment
FRASER SULLIVAN CLO II LTD.Securitized Asset Fund—0$486.8M$500K
FRASER SULLIVAN CLO I LTDSecuritized Asset Fund—0$431.7M$500K
FRASER SULLIVAN CLO V LTD.Securitized Asset Fund—0$393.2M$500K

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