TUDOR INVESTMENT CORPORATION of STAMFORD, CT is an SEC-registered investment adviser (CRD 159792). Regulatory assets under management: $106.8B. This firm reports disciplinary history on Form ADV.
Compensation: Hourly, Performance, Other.
Clients served: Investment cos.
Showing 25 of 35 people.
| Name | Role | Location |
|---|---|---|
| Anita Sbarra | CHIEF FINANCIAL OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | Stamford, CT |
| Michael Riccardi | CHIEF EXECUTIVE OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | Garden City, NY |
| Paul Tudor Jones | CO-CHAIRMAN, CHIEF INVESTMENT OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| Mark Foote Dalton | CO-CHAIRMAN, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| Richard Love Fisher | DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| Stephen Neal Waldman | GENERAL COUNSEL, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| Bronwyn Mary Eckhardt | CHIEF COMPLIANCE OFFICER (UNITED STATES) | — |
| Suhail Siddiq Jan | MEMBER OF TUDOR MANAGEMENT COMMITTEE AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| Thayer Whitney Swallen | CHIEF OPERATING OFFICER | — |
| Suhail Jan | MEMBER OF TUDOR MANAGEMENT COMMITTEE AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| Thayer Swallen | CHIEF OPERATING OFFICER | Stamford, CT |
| Paul Robert Sanford | COUNSELLOR TO THE OFFICE OF CO-CHAIRMEN, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; GENERAL COUNSEL, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; GENERAL COUNSEL; MEMBER OF TUDOR MANAGEMENT COMMITTEE; DIRECTOR | — |
| JONES PAUL TUDOR | CO-CHAIRMAN, CHIEF INVESTMENT OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; CO-CHAIRMAN; CHIEF INVESTMENT OFFICER; MEMBER OF TUDOR MANAGEMENT COMMITTEE; DIRECTOR | — |
| FORLENZA ROBERT PHILIP | DIRECTOR | — |
| DALTON MARK FOOTE | CO-CHAIRMAN, CHIEF EXECUTIVE OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; CO-CHAIRMAN; CHIEF EXECUTIVE OFFICER; MEMBER OF TUDOR MANAGEMENT COMMITTEE; DIRECTOR; CO-CHAIRMAN, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| TORELL JOHN RAYMOND | CHIEF FINANCIAL OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; CHIEF FINANCIAL OFFICER; MEMBER OF TUDOR MANAGEMENT COMMITTEE; DIRECTOR | — |
| BOYLE GAVIN SIMON | CO-PRESIDENT; DIRECTOR; MEMBER OF TUDOR MANAGEMENT COMMITTEE; CO-PRESIDENT, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; DIRECTOR; MEMBER OF TUDOR MANAGEMENT COMMITTEE | — |
| FISHER RICHARD LOVE | DIRECTOR; DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| JACKSON RICHARD WILLIAM FRANCIS | MEMBER OF TUDOR MANAGEMENT COMMITTEE | — |
| EVANS STEVEN | MEMBER OF TUDOR MANAGEMENT COMMITTEE; MEMBER OF TUDOR MANAGEMENT COMMITTEE AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; MEMBER OF TUDOR MANAGEMENT COMMITTEE OF TUDOR INVESTMENT CORPORATION | — |
| RICCARDI MICHAEL | CHIEF EXECUTIVE OFFICER & CHIEF OPERATING OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, & DIRECTOR OF TUDOR INVESTMENT CORP.; CHIEF EXECUTIVE OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, AND DIRECTOR OF TUDOR INVESTMENT CORPORATION; CHIEF EXECUTIVE OFFICER, MEMBER OF TUDOR MANAGEMENT COMMITTEE, & DIRECTOR OF TUDOR INVESTMENT CORP. (+4 more) | — |
| NICHOLSON MARK ROGER | DIRECTOR; DIRECTOR OF TUDOR INVESTMENT CORPORATION | — |
| MUSALEM BORRERO ALBERTO GABRIEL | MEMBER OF THE TUDOR MANAGEMENT COMMITTEE | — |
| WULWIK KEVIN A | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER OF TUDOR INVESTMENT CORPORATION AND EACH OF THE RELYING ADVISERS; GENERAL COUNSEL (INTERNATIONAL) AND CHIEF COMPLIANCE OFFICER OF TUDOR INVESTMENT CORPORATION (+1 more) | — |
| BOUND ANDREW CHARLES | MEMBER OF THE TUDOR MANAGEMENT COMMITTEE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-04-18 | regulatory | TUDOR INVESTMENT CORPORATION INADVERTENTLY SUBMITTED TO THE EXCHANGE AN INCORRECT CUSTOMER TYPE INDICATOR CODE FOR ONE OF THE ACCOUNTS OPERATED BY TUDOR. | Final | $35K |