CAPSTONE INVESTMENT GROUP, LLC

CAPSTONE INVESTMENT GROUP, LLC of OLYMPIA, WA is an SEC-registered investment adviser (CRD 159918). Regulatory assets under management: $176.4M.

Registration

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (5)

NameRoleLocation
Travis Leigh BatorCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER
Sandra Kay DrennonPORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT
DRENNON SANDRA KAYPORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT
Drennon MichaelEXECUTIVE VICE PRESIDENT
DRENNON MICHAEL DEXECUTIVE VICE PRESIDENT

Disclosures (6)

InitiatedTypeAllegationsStatusAmount
regulatory

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