LONE STAR FUNDS of DALLAS, TX is an SEC-registered investment adviser (CRD 160000). Regulatory assets under management: $35.7B. This firm reports disciplinary history on Form ADV.
Compensation: Other.
Clients served: Investment cos.
Showing 25 of 31 people.
| Name | Role | Location |
|---|---|---|
| Young Fisher David | CHIEF LEGAL OFFICER - LONE STAR AMERICAS ACQUISITIONS, INC.; CHIEF OF STAFF - LONE STAR GLOBAL ACQUISITIONS, LLC; CHIEF OF STAFF - LONE STAR NORTH AMERICA ACQUISITIONS, LLC (+8 more) | Shaker Heights, OH |
| John Patrick Grayken | SHAREHOLDER - LONE STAR GLOBAL ACQUISITIONS, LTD. | — |
| Michael David King | CHIEF COMPLIANCE OFFICER - LONE STAR AMERICAS ACQUISITIONS, INC. | — |
| Rebecca Michele Smith | DIRECTOR - LONE STAR AMERICAS ACQUISITIONS, INC. | — |
| Vinay Khandelwal | CHIEF OPERATING OFFICER | — |
| Faith Lanette Mcmanus | DIRECTOR - LONE STAR AMERICAS ACQUISITIONS, INC. | — |
| ALLEN GEORGE WILLIAM | SENIOR MANAGING DIRECTOR - LONE STAR U.S. ACQUISITIONS, LLC | — |
| CORCORAN MICHAEL JOHN | CHIEF FINANCIAL OFFICER - LONE STAR AMERICAS ACQUISITIONS, LLC; CHIEF FINANCIAL OFFICER - LONE STAR GLOBAL ACQUISTIONS, LTD.; CHIEF FINANCIAL OFFICER - LONE STAR U.S. ACQUISITIONS, LLC | — |
| EDWARDS TIM ALAN | CHIEF FINANCIAL OFFICER - LONE STAR GLOBAL ACQUISITIONS, LTD.; CHIEF FINANCIAL OFFICER - LONE STAR NORTH AMERICA ACQUISITIONS, LLC; CHIEF FINANCIAL OFFICER - LONE STAR NORTH AMERICA ACQUISITIONS, L.P. (+1 more) | — |
| YORK JILL ELIZABETH | ALTERNATE DIRECTOR - LONE STAR GLOBAL ACQUISITIONS, LTD. | — |
| SAUER JOEL HARPER | CCO - LONE STAR N AMERICA ACQUISITIONS, LLC/ LONE STAR GLOBAL ACQUISITIONS, LTD./LONE STAR N AMERICA ACQUISITIONS (NY),LLC; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER - LONE STAR AMERICAS ACQUISITIONS, LLC AND LONE STAR GLOBAL ACQUISITIONS, LTD. (+7 more) | — |
| THOMSON MICHAEL DUKE | DIRECTOR AND CHAIRMAN - LONE STAR GLOBAL ACQUISITIONS, LTD.; DIRECTOR AND GENERAL COUNSEL - LONE STAR GLOBAL ACQUISITIONS, LTD.; DIRECTOR - LONE STAR GLOBAL ACQUISITIONS, LTD. (+3 more) | — |
| GRAYKEN JOHN PATRICK | CHAIRMAN - LONE STAR GLOBAL ACQUISITIONS, LTD.; CHAIRMAN - LONE STAR NORTH AMERICA ACQUISITIONS, LLC; CHAIRMAN - LONE STAR NORTH AMERICA ACQUISITIONS, L.P. (+3 more) | — |
| KING JAMES DAVID | CHIEF COMPLIANCE OFFICER - LONE STAR AMERICAS ACQUISITIONS, INC.; CHIEF COMPLIANCE OFFICER - LONE STAR NORTH AMERICA ACQUISITIONS, L.P. | — |
| WILLIAMS REBECCA MICHELE | DIRECTOR - LONE STAR AMERICAS ACQUISITIONS, INC. | — |
| DIXON GRANT WESTLEY | CHIEF COMPLIANCE OFFICER | — |
| COLLIN ANDRE | PRESIDENT, AMERICAS - LONE STAR U.S. ACQUISITIONS, LLC; PRESIDENT - LONE STAR AMERICAS ACQUISITIONS, INC.; PRESIDENT - LONE STAR GLOBAL ACQUISITIONS, LTD (+3 more) | — |
| COLLINS SANDRA ELIZABETH | ALERNATE DIRECTOR - LONE STAR GLOBAL ACQUISITIONS, LTD.; ALTERNATE DIRECTOR - LONE STAR GLOBAL ACQUISITIONS, LTD. | — |
| HUBBARD ELLIOT ARTHUR | ALTERNATE DIRECTOR - LONE STAR GLOBAL ACQUISITIONS, LTD. | — |
| GRIFFITHS DAWN CHRISTINE | DIRECTOR - LONE STAR GLOBAL ACQUISITIONS, LTD. | — |
| LOUGHLIN SAMUEL DAVID | PRESIDENT - LONE STAR AMERICAS ACQUISITIONS, LLC; PRESIDENT - LONE STAR NORTH AMERICA ACQUISITIONS, LLC; PRESIDENT - LONE STAR NORTH AMERICA ACQUISITIONS (NY), LLC | — |
| CASON JODI LYN | CHIEF FINANCIAL OFFICER - LONE STAR GLOBAL ACQUISITIONS, LTD.; CHIEF OPERATING OFFICER - LONE STAR GLOBAL ACQUISITIONS, LLC; CHIEF OPERATING OFFICER - LONE STAR NORTH AMERICA ACQUISITIONS, LLC (+5 more) | — |
| HENDERSON NEIL | ALTERNATE DIRECTOR, LONE STAR GLOBAL ACQUISITION, LTD. | — |
| BJORNSON JENA AMBER | CHIEF COMPLIANCE OFFICER - LONE STAR NORTH AMERICA ACQUISITIONS, LLC, LONE STAR NORTH AMERICA ACQUISITIONS (NY), LLC; CHIEF COMPLIANCE OFFICER - LONE STAR NORTH AMERICA ACQUISITIONS, L.P.; CHIEF COMPLIANCE OFFICER - LONE STAR NORTH AMERICA ACQUISITIONS, L.P.; LONE STAR NORTH AMERICA ACQUISITIONS, LLC | — |
| BOWE CATHERINE STONE | ALTERNATE DIRECTOR - LONE STAR GLOBAL ACQUISITIONS, LTD. | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-12 | regulatory | THE SEC ALLEGED THAT WITH RESPECT TO CERTAIN PRIVATE EQUITY FUNDS, LONE STAR GLOBAL ACQUISITIONS, LTD. ("LSGA") AND HUDSON ADVISORS L.P. ("HUDSON") DID NOT FULLY DISCLOSE THE METHODOLOGY USED TO CALCULATE AND CHARGE ANCILLARY AND UNDERWRITING FEES PAID BY SUCH FUNDS TO HUDSON PRIOR TO 2018. THE SEC… | Final | $11.2M |
| 2019-09-25 | criminal | ADVISORY AFFILIATE LUIS BLAQUIER FORMERLY SERVED AS THE EXECUTIVE SUB-DIRECTOR OF OPERATIONS FOR THE RESERVE FUND OF THE NATIONAL PENSION SYSTEM OF ARGENTINA ("FGS"). ON SEPTEMBER 25, 2019, THE NATIONAL CRIMINAL AND CORRECTIONAL COURT NO. 7, SECRETARIAT NO. 13 OF THE AUTONOMOUS CITY OF BUENOS AIRES,… | Pending | — |
| 2018-09-14 | criminal | ADVISORY AFFILIATE LUIS BLAQUIER FORMERLY SERVED AS THE EXECUTIVE SUB-DIRECTOR OF OPERATIONS FOR THE RESERVE FUND OF THE NATIONAL PENSION SYSTEM OF ARGENTINA ("FGS"). ON SEPTEMBER 14, 2018, THE NATIONAL CRIMINAL AND CORRECTIONAL COURT NO. 11, SECRETARIAT NO. 22 OF THE AUTONOMOUS CITY OF BUENOS AIRES… | Final | — |