NUVEEN ALTERNATIVES ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 160255). Regulatory assets under management: $142.0B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 48 people.
| Name | Role | Location |
|---|---|---|
| Megan Eileen Sendlak | MANAGING DIRECTOR, CONTROLLER | Chicago, IL |
| Gordon Christopher McGibbon | SENIOR MANAGING DIRECTOR | New York, NY |
| Keith Frederick Atkinson | SENIOR MANAGING DIRECTOR, ASSOCIATE GENERAL COUNSEL & ASSISTANT SECRETARY | — |
| Shalinni Anique Thompson | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| Laura M Parrott | SENIOR MANAGING DIRECTOR | — |
| BRUNET STUART REDMAN | DIRECTOR, COMPLIANCE OFFICER; SENIOR DIRECTOR, COMPLIANCE OFFICER | — |
| DECKBAR CAROL WARD | CEO ASSET MANAGEMENT; PRESIDENT; SMD, COO, ASSET MANAGEMENT | — |
| HUFFMAN WILLIAM T | SENIOR MANAGING DIRECTOR | — |
| EVANS SCOTT CRANE | EVP, PRESIDENT OF ASSET MANAGEMENT | — |
| GREENE STEWART PAUL | MD, GENERAL COUNSEL, INVESTMENT ADVISORS, ASSISTANT SECRETARY | — |
| HANDA SANJEEV | MD, CMBS; MD, REAL ESTATE, FIXED INCOME | — |
| DAVIS ANTHONY LYNN | SMD, CIO, TIAA GLOBAL REAL ASSETS; SMD, PRESIDENT AND CIO, PRIVATE MARKETS; SMD, PRIVATE MARKET INVESTMENTS | — |
| GOFF PHILLIP G | SVP, CORPORATE CONTROLLER; SVP, FUNDS TREASURER | — |
| PIERRE-MERRITT MARJORIE | SECRETARY; VP, ASSISTANT CORPORATE SECRETARY | — |
| MAMMANO JEROLD JOSEPH | CFO; VP, BUS UNIT CFO, PDM & IRIS | — |
| FORGIONE WILLIAM JAMES | SMD, GENERAL COUNSEL, ASSET MANAGEMENT, ASSISTANT SECRETARY; SMD, GENERAL COUNSEL, INVESTMENT ADVISORS, ASSISTANT SECRETARY | — |
| BIEGEN RICHARD | MD, SENIOR COMPLIANCE OFFICER | — |
| GUTIERREZ JORGE C | TREASURER; VP, TREASURER | — |
| GOFF PHILLIP GERALD | SVP, CORPORATE CONTROLLER | — |
| PHILLIPS RICHARD GEORGE | AGC, ASSISTANT SECRETARY; DIRECTOR, ASSOCIATE GENERAL COUNSEL, ASSISTANT SECRETARY; SENIOR DIRECTOR, ASSOCIATE GENERAL COUNSEL, ASSISTANT SECRETARY | — |
| GARBUTT THOMAS C | SMD, HEAD OF GLOBAL REAL ESTATE | — |
| RIEGEL WILLIAM M | CIO, TIAA-CREF ASSET MANAGEMENT | — |
| WILKINSON WILLIAM JOSEPH | SMD ASSET MANAGEMENT SERVICES | — |
| GRENVILLE THOMAS EMIL | DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| PIERRE-MERRITT MARJORIE NMN | SECRETARY; VP, CORPORATE SECRETARY | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-03-02 | regulatory | THE ALLEGED VIOLATIONS INCLUDED THE FOLLOWING: FAILURE TO PROVIDE THE "NOTICE OF AVAILABILITY OF THE DEPARTMENT OF INSURANCE" AND FAILURE TO PROVIDE BENEFICIARIES WITH A REASONABLE WRITTEN EXPLANATION OF DELAY OF CLAIM PAYMENT BEYOND 45 DAYS, AS REQUIRED BY SECTION 50 ILL. ADM. CODE 919.70(A)(2); AN… | Final | $18K |
| 2016-03-17 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF NEW YORK INSURANCE LAWS | Final | $18K |
| 2014-06-30 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF CONNECTICUT INSURANCE LAWS | Final | $2K |
Securitized Asset Fund: 31 · Real Estate Fund: 4 · Other Private Fund: 2 · Private Equity Fund: 5
Showing 15 of 42 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| U.S. CORE+ REAL ESTATE DEBT FUND LP | Real Estate Fund | Delaware | 17 | $1.4B | $10.0M |
| NUVEEN CPACE LENDING FUND III LP | Real Estate Fund | Delaware | 1 | $827.3M | $5.0M |
| NUVEEN CPACE LENDING FUND I LP | Real Estate Fund | Delaware | 1 | $579.5M | $5.0M |
| NUVEEN CPACE LENDING FUND II LP | Real Estate Fund | Delaware | 1 | $545.4M | $5.0M |
| SYMPHONY CLO XXVIII, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $511.5M | $250K |
| SYMPHONY CLO 42, LTD. | Securitized Asset Fund | Bermuda | 1 | $498.4M | $250K |
| SYMPHONY CLO XXXI, LTD. | Securitized Asset Fund | Bermuda | 1 | $496.0M | $250K |
| SYMPHONY CLO 37, LTD. | Securitized Asset Fund | New Jersey | 1 | $495.2M | $250K |
| SYMPHONY CLO XXIV, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $471.0M | $250K |
| SYMPHONY CLO 38, LTD. | Securitized Asset Fund | Bermuda | 1 | $451.8M | $250K |
| SYMPHONY CLO 50, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $419.6M | $250K |
| SYMPHONY CLO 48, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $415.5M | $250K |
| SYMPHONY CLO XVIII | Securitized Asset Fund | Cayman Islands | 1 | $411.7M | $250K |
| SYMPHONY CLO 49, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $410.7M | $250K |
| SYMPHONY CLO 47, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $409.3M | $250K |
| City | State | Employees | Phone |
|---|---|---|---|
| CHARLOTTE | NC | 20 | 704-988-1000 |
| CHICAGO | IL | 7 | 312-917-7810 |
| DALLAS | TX | 4 | 214-924-3690 |
| SAN FRANCISCO | CA | 2 | 415-433-2401 |