ELEMENT CAPITAL MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 160309). Regulatory assets under management: $43.4B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Robert A Glass | CHIEF FINANCIAL OFFICER | Kingston, OK |
| Adam Anthony Prestandrea | CHIEF OPERATING OFFICER | New York, NY |
| Jeffrey Marc Talpins | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER; LIMITED PARTNER; SHAREHOLDER | — |
| Richard Adam Walz | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | — |
| Jason David Stipanov | CHIEF RISK OFFICER; DEPUTY CHIEF INVESTMENT OFFICER | — |
| Dov Eisner | CHIEF FINANCIAL OFFICER | — |
| Barak M Klarfeld | MARKETS CHIEF OPERATING OFFICER | — |
| TALPINS JEFFREY MARC | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER & MANAGING MEMBER; CHIEF INVESTMENT OFFICER & MANAGING MEMBER OF ELEMENT CAPITAL MANAGEMENT LLC AND ELEMENT CAPITAL HOLDINGS LLC (+2 more) | — |
| FEUERSTEIN LEIGH MICHAEL | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, & MEMBER; CHIEF OPERATING OFFICER & MEMBER | — |
| PRESTANDREA ADAM ANTHONY | CHIEF OPERATING OFFICER | — |
| WALZ RICHARD ADAM | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| STIPANOV JASON DAVID | CHIEF RISK OFFICER; HEAD OF RISK MANAGEMENT | — |
| EISNER DOV | CHIEF FINANCIAL OFFICER | — |
| SCHIERA THOMAS MARIO | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-11-05 | regulatory | ON AUGUST 9 AND 10, 2018, THE ELEMENT FUNDS HELD SOYBEAN OIL FUTURES POSITIONS IN EXCESS OF THE SINGLE AND ALL MONTH LIMIT UNDER CHICAGO BOARD OF TRADE RULE 562. | Final | $15K |