MIRABELLA FINANCIAL SERVICES LLP

MIRABELLA FINANCIAL SERVICES LLP of LONDON is an SEC exempt reporting adviser (CRD 160328).

Registration

Officers, owners & control persons (10)

NameRoleLocation
Rajvinder Kaur SomalCHIEF EXECUTIVE OFFICER
BURKE DANIEL JAMESCHIEF EXECUTIVE OFFICER AND COMPLIANCE OFFICER; MEMBER
VITTORIA JOSEPH HUGOCEO; CHIEF EXECUTIVE OFFICER; OWNER OF MIRABELLA FUND SERVICES LIMITED (+1 more)
MOORE ALLEN JAMESMEMBER
WEEKES RON GARETHCHIEF EXECUTIVE OFFICER, CORPORATE MEMBER; DIRECTOR, CORPORATE MEMBER
VAN DER VAART HUBERTUS JANGROUP CHIEF EXECUTIVE OFFICER OF CORDIUM CONSULTING GROUP LTD; GROUP CHIEF EXECUTIVE OFFICER OF IMS CONSULTING GROUP LIMITED
INSLEY ANDREW DAVID PAULCHIEF FINANCIAL OFFICER AND DIRECTOR OF CORDIUM CONSULTING GROUP LTD; CHIEF FINANCIAL OFFICER AND DIRECTOR OF IMS CONSULTING GROUP LIMITED
PERNA ELISACHIEF RISK OFFICER
LEALE-GREEN ALANMEMBER
SOMAL RAJVINDER KAURCHIEF EXECUTIVE OFFICER

Disclosures (1)

InitiatedTypeAllegationsStatusAmount
2020-08-18regulatoryPURSUANT TO AN OFFER OF SETTLEMENT THAT MIRABELLA FINANCIAL SERVICES LLP ("MIRABELLA") PRESENTED AT A HEARING ON MARCH 16, 2021, IN WHICH MIRABELLA NEITHER ADMITTED NOR DENIED THE RULE VIOLATION UPON WHICH THE PENALTY IS BASED, A PANEL OF THE NYMEX BUSINESS CONDUCT COMMITTEE ("PANEL") FOUND THAT ON…Final$25K

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